Form D · Commercial Banking
Capitol Federal Financial, Inc.
Topeka, KS · CIK 0001490906
Offering snapshot reported Sep 7, 2018 · SEC filing
- Reported sold
- $39.1M Offering amount: $39.1M
- Investors reported
- 7 Form D · investor count
- Minimum accepted
- $0 Reported outside-investor minimum
- First sale
- Aug 31, 2018 As reported in this filing
What changed?
Latest filing versus its linked predecessor, where available.
No comparable changes in the displayed metrics.
Filing history
Scroll to see all columns →
| Filed | Filing type | Reported sold | Change vs linked filing | Investors | Source |
|---|---|---|---|---|---|
| Sep 7, 2018 | Initial | $39,113,238 | No comparison | 7 | SEC filing |
Offering details
- Securities
- Equity
- Exemptions
- 06b
- Duration over one year
- No
- Business combination
- Yes
- Sales commissions
- $0
- Finders' fees
- $0
- Form D file number
- 021-320835
Based on an aggregate of 2,960,881 shares issued and the closing price of the Issuer's common stock on August 31, 2018 of $13.21.
Source: Form D, filed Sep 7, 2018. Minimum accepted may differ from a standard advertised minimum.
Fund connections
No confirmed ADV fund connection is available for this issuer.
People & organizations
Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.
| Name | Reported role |
|---|---|
| Michel' P. Cole | Director |
| John B. Dicus | Director, Executive |
| Natalie G. Haag | Executive |
| Morris J. Huey, Ii | Director |
| Rick C. Jackson | Executive |
| Jeffrey M. Johnson | Director |
| Daniel L. Lehman | Executive |
| Michael T. Mc Coy | Director |
| James G. Morris | Director |
| Carlton A. Ricketts | Executive |
| Reginald L. Robinson | Director |
| Jeffrey M. Thompson | Director |
| Kent G. Townsend | Executive |
| Tara D. Van Houweling | Executive |
Issuer details
Industry: Commercial Banking (See others in industry)
Address:
700 S Kansas Avenue
Topeka, KS, 66603
Topeka, KS, 66603