Form D · Private Equity Fund

CapitalWorks Fund IV, L.P.

Cleveland, OH · CIK 0001689086

Offering snapshot reported Nov 9, 2016 · SEC filing

Reported sold
$52.7M
Offering amount: $125M
Investors reported
46
Form D · investor count
Minimum accepted
$250K
Reported outside-investor minimum
First sale
Oct 31, 2016
As reported in this filing

What changed?

Latest filing versus its linked predecessor, where available.

No comparable changes in the displayed metrics.

Filing history

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FiledFiling typeReported soldChange vs linked filingInvestorsSource
Nov 9, 2016Initial$52,710,000No comparison46SEC filing

Offering details

Securities
Equity, Pooled investment fund
Exemptions
06b, 3C, 3C.1
Duration over one year
No
Business combination
No
Sales commissions
$0
Finders' fees
$0
Form D file number
021-274137

Source: Form D, filed Nov 9, 2016. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

CAPITALWORKS IV, L.P.

Investment adviser: CAPITALWORKS, LLC

Gross asset value
$221M
Beneficial owners
94
ADV minimum commitment
$250K

Reported in Form ADV on Mar 31, 2026. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator COHEN & COMPANY CLEVELAND, Ohio, United States Investor statements: Yes (provided to all investors) Related to adviser: No
Auditor BDO USA, P. C. CHICAGO, Illinois, United States
Custodian DOLLAR BANK CLEVELAND, Ohio, United States Related to adviser: No
Custodian KEYBANK NATIONAL ASSOCIATION CLEVELAND, Ohio, United States Related to adviser: No
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
No

BDO USA, P. C.
PCAOB 243

DOLLAR BANK
LEI 549300MSU5WVAU4ZN645

KEYBANK NATIONAL ASSOCIATION
LEI HUX2X73FUCYHUVH1BK78

Filing source

Form ADV 2082228 · Mar 31, 2026 · Schedule D 7.B.(1), fund 805-4938515883

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
Mikel B. Harding Executive, Promoter
Richard R. Hollington Iii Executive, Promoter
Capital Works Iv Gp, Llc Promoter
W. Todd Martin Executive, Promoter

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:
Two Chagrin Highlands 3000 Auburn Drive, Suite 430
Cleveland, OH, 44122