Form D · Other Investment Fund

CapitalSpring Finance Company, LLC

New York, NY · CIK 0001509012

Offering snapshot reported Feb 27, 2017 · SEC filing

Reported sold: $212M
Investors reported: 7
Minimum accepted: $0
First sale: Feb 10, 2017

What changed?

Latest filing versus its linked predecessor, where available.

No comparable changes in the displayed metrics.

Filing history

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Filed	Filing type	Reported sold	Change vs linked filing	Investors	Source
Feb 27, 2017	Initial	$211,577,790	No comparison	7	SEC filing
Oct 17, 2014	Initial	$221,268,000	No comparison	25	SEC filing
Dec 29, 2010	Initial	$70,000,000	No comparison	4	SEC filing

Offering details

Securities: Equity, Debt, Pooled investment fund
Exemptions: 06b, 3C, 3C.7
Duration over one year: No
Business combination: No

Sales commissions: $0
Finders' fees: $0
Form D file number: 021-281345

Source: Form D, filed Feb 27, 2017. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

CAPITALSPRING FINANCE COMPANY, LLC

Investment adviser: CSFC MANAGEMENT COMPANY, LLC

Gross asset value: $219M
Beneficial owners: 22
ADV minimum commitment: $10K

Reported in Form ADV on Nov 13, 2015. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator SCHWARTZ & COMPANY LLP NEW YORK, New York, United States Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor GRANT THORNTON NEW YORK, New York, United States

Custodian FIRST REPUBLIC NEW YORK, New York, United States Related to adviser: No

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: No

Filing source

Form ADV 955747 · Nov 13, 2015 · Schedule D 7.B.(1), fund 805-7034753823

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
Name	Reported role
N/A Csfc Management Company, Llc	Promoter
Richard H. Fitzgerald	Executive
Christopher M. Unrath	Executive

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:

950 Third Avenue 24 Th Floor
New York, NY, 10022