Form D · Private Equity Fund

CapitalSouth SBIC Fund IV, L.P.

Charlotte, NC · CIK 0001573630

Offering snapshot reported Mar 27, 2014 · SEC filing

Reported sold
$54.2M
Offering amount: $100M
Investors reported
31
Form D · investor count
Minimum accepted
$100K
Reported outside-investor minimum
First sale
Mar 21, 2013
As reported in this filing

Fundraising history

Reported sold
Reported amount sold by Form D filing date$0$27.1M$54.2MApr 4, 2013: $23,800,000.00Apr 4, 2013Mar 27, 2014: $54,245,545.00Mar 27, 2014

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

  • Reported sold$23,800,000 → $54,245,545
  • Reported investors18 → 31

Filing history

Scroll to see all columns →

FiledFiling typeReported soldChange vs linked filingInvestorsSource
Mar 27, 2014Amendment$54,245,545$30,445,545vs Apr 4, 201331SEC filing
Apr 4, 2013Initial$23,800,000No comparison18SEC filing

Offering details

Securities
Equity, Pooled investment fund
Exemptions
06b, 3C, 3C.7
Duration over one year
Yes
Business combination
No
Sales commissions
$0
Finders' fees
$0
Form D file number
021-194475

Source: Form D, filed Mar 27, 2014. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

CAPITALSOUTH SBIC FUND IV, L.P.

Investment adviser: CAPITALA PRIVATE ADVISORS, LLC

Gross asset value
$121M
Beneficial owners
51
ADV minimum commitment
$1M

Reported in Form ADV on Mar 27, 2026. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator STANDISH MANAGEMENT CHICAGO, Illinois, United States Investor statements: Yes (provided to all investors) Related to adviser: No
Auditor ELLIOTT DAVIS PLLC CHARLOTTE, North Carolina, United States
Custodian EAST WEST BANK PASEDENA, California, United States Related to adviser: No
Custodian FIRST BANCORP SOUTHERN PINES, North Carolina, United States Related to adviser: No
Custodian KEYBANK, N.A. CLEVELAND, Ohio, United States Related to adviser: No
Custodian LOCALITY BANK FORT LAUDERDALE, Florida, United States Related to adviser: No
Custodian SOUTHERN FIRST BANCSHARES, INC. GREENVILLE, South Carolina, United States Related to adviser: No
Custodian U.S. BANK, N.A. MINNEAPOLIS, Minnesota, United States Related to adviser: No
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
No

ELLIOTT DAVIS PLLC
PCAOB 149

Filing source

Form ADV 2072642 · Mar 27, 2026 · Schedule D 7.B.(1), fund 805-5456606573

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
Joseph B. Alala, Iii Director
Markham Hunt Broyhill Director
Advisors, Llc Capitala Investment Executive
F Iv, Llc Capital South Sbic Executive
John F. Mc Glinn Director

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:
4201 Congress Street Suite 360
Charlotte, NC, 28209