Form D · Other Investment Fund

Capitala SBIC Fund VI, L.P.

Charlotte, NC · CIK 0001859282

Offering snapshot reported Apr 18, 2024 · SEC filing

Reported sold
$174M
Offering amount: $400M
Investors reported
0
Form D · investor count
Minimum accepted
$100K
Reported outside-investor minimum
First sale
Apr 20, 2021
As reported in this filing

Fundraising history

Reported sold
Reported amount sold by Form D filing date$0$86.8M$174MMay 4, 2021: $20,475,000.00May 4, 2021Apr 14, 2022: $60,920,000.00Apr 14, 2022May 1, 2023: $132,620,000.00May 1, 2023Apr 18, 2024: $173,620,000.00Apr 18, 2024

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

  • Reported sold$132,620,000 → $173,620,000

Filing history

Scroll to see all columns →

FiledFiling typeReported soldChange vs linked filingInvestorsSource
Apr 18, 2024Amendment$173,620,000$41,000,000vs May 1, 20230SEC filing
May 1, 2023Amendment$132,620,000$71,700,000vs Apr 14, 20220SEC filing
Apr 14, 2022Amendment$60,920,000$40,445,000vs May 4, 202160SEC filing
May 4, 2021Initial$20,475,000No comparisonNot reportedSEC filing

Offering details

Securities
Equity, Pooled investment fund
Exemptions
06b, 3C, 3C.7
Duration over one year
Yes
Business combination
No
Sales commissions
$0
Finders' fees
$310K
Form D file number
021-398062

Source: Form D, filed Apr 18, 2024. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

CAPITALA SBIC FUND VI, L.P.

Investment adviser: CAPITALA PRIVATE ADVISORS, LLC

Gross asset value
$307M
Beneficial owners
110
ADV minimum commitment
$1M

Reported in Form ADV on Mar 27, 2026. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator STANDISH MANAGEMENT CHICAGO, Illinois, United States Investor statements: Yes (provided to all investors) Related to adviser: No
Auditor ERNST & YOUNG CHARLOTTE, North Carolina, United States
Custodian EAST WEST BANK PASADENA, California, United States Related to adviser: No
Custodian KEYBANK, N.A. CLEVELAND, Ohio, United States Related to adviser: No
Custodian U.S. BANK, N.A. MINNEAPOLIS, Minnesota, United States Related to adviser: No
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
No

ERNST & YOUNG
PCAOB 42

Filing source

Form ADV 2072642 · Mar 27, 2026 · Schedule D 7.B.(1), fund 805-4305929362

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
Joseph B. Alala, Iii Director, Executive
Stephen A. Arnall Director, Executive
Markham Hunt Broyhill Director, Executive
F Vi, Llc Capitala Sbic Director
John F. Mc Glinn, Iii Director, Executive

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:
4201 Congress Street Suite 360
Charlotte, NC, 28209