Form D · Other Banking and Financial Services
Capitala Investment Advisors, LLC
Charlotte, NC · CIK 0001591865
Offering snapshot reported Aug 25, 2015 · SEC filing
- Reported sold
- $1.95M Offering amount: $1.95M
- Investors reported
- 9 Form D · investor count
- Minimum accepted
- $100K Reported outside-investor minimum
- First sale
- Aug 17, 2015 As reported in this filing
What changed?
Latest filing versus its linked predecessor, where available.
No comparable changes in the displayed metrics.
Filing history
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| Filed | Filing type | Reported sold | Change vs linked filing | Investors | Source |
|---|---|---|---|---|---|
| Aug 25, 2015 | Initial | $1,950,000 | No comparison | 9 | SEC filing |
Offering details
- Securities
- Debt
- Exemptions
- 06b
- Duration over one year
- No
- Business combination
- No
- Sales commissions
- $0
- Finders' fees
- $0
- Form D file number
- 021-246379
Source: Form D, filed Aug 25, 2015. Minimum accepted may differ from a standard advertised minimum.
Fund connections
No confirmed ADV fund connection is available for this issuer.
People & organizations
Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.
| Name | Reported role |
|---|---|
| Joseph B. Alala, Iii | Executive |
| John F. Mc Glinn, Iii | Executive |
| Richard G. Wheelahan, Iii | Executive |
Issuer details
Industry: Other Banking and Financial Services (See others in industry)
Address:
4201 Congress Street Suite 360
Charlotte, NC, 28209
Charlotte, NC, 28209