Form D · Private Equity Fund
Capital Royalty Partners (Cayman) LP
Houston, TX · CIK 0001313465
Offering snapshot reported Feb 11, 2010 · SEC filing
- Reported sold
- $24M Indefinite offering
- Investors reported
- 2 Form D · investor count
- Minimum accepted
- $4M Reported outside-investor minimum
- First sale
- Sep 1, 2004 As reported in this filing
What changed?
Latest filing versus its linked predecessor, where available.
No comparable changes in the displayed metrics.
Filing history
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| Filed | Filing type | Reported sold | Change vs linked filing | Investors | Source |
|---|---|---|---|---|---|
| Feb 11, 2010 | Amendment | $24,000,000 | No comparison | 2 | SEC filing |
| Dec 30, 2004 | Paper | Not reported | No comparison | Not reported | SEC filing |
Offering details
- Securities
- Not reported
- Exemptions
- 06, 3C, 3C.7
- Duration over one year
- Yes
- Business combination
- No
- Sales commissions
- $444K
- Finders' fees
- $0
- Form D file number
- 021-72592
Total amount sold reflects committment amounts.
The dollar amount reflects sales commissions paid through 2007 when the contractual obligation with Merrill Lynch Pierce Fenner & Smith Incorporated ceased.
Sales compensation recipients
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| Recipient | CRD | Associated broker-dealer |
|---|---|---|
| Merrill Lynch Pierce Fenner & Smith Incorporated | 7691 |
Source: Form D, filed Feb 11, 2010. Minimum accepted may differ from a standard advertised minimum.
Fund connections
The linked fund shows its most recently reported ADV details.
Matched by reported Form D file number
CAPITAL ROYALTY PARTNERS (CAYMAN), L.P.
Investment adviser: CR GROUP L.P.
- Gross asset value
- $12.4M
- Beneficial owners
- 3
- ADV minimum commitment
- $4M
Reported in Form ADV on Sep 8, 2017. Fund assets and beneficial owners measure different things from Form D sales and investors.
Service providers
Provider details
- Annual audit
- Yes
- Prime brokers
- No
- Custodians
- No
- Administrator other than the adviser
- No
- External marketing
- No
Filing source
Form ADV 1139199 · Sep 8, 2017 · Schedule D 7.B.(1), fund 805-9652753122
Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.
People & organizations
Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.
| Name | Reported role |
|---|---|
| Charles W. Tate | Promoter |
Issuer details
Industry: Pooled Investment Fund (See others in industry)
Address:Houston, TX, 77002