Form D · Other Investment Fund

Capital Guardian U.S. Growth & Income Fund for Tax-Exempt Trusts

Irvine, CA · CIK 0001493021

Offering snapshot reported May 16, 2013 · SEC filing

Reported sold
$20.2M
Indefinite offering
Investors reported
1
Form D · investor count
Minimum accepted
$0
Reported outside-investor minimum
First sale
Apr 30, 2010
As reported in this filing

Fundraising history

Reported sold
Reported amount sold by Form D filing date$0$10.1M$20.2MJun 2, 2010: $5,804,048.00Jun 2, 2010May 23, 2011: $5,805,995.00May 23, 2011Jun 7, 2012: $18,219,331.00Jun 7, 2012May 16, 2013: $20,219,331.00May 16, 2013

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

  • Reported sold$18,219,331 → $20,219,331

Filing history

Scroll to see all columns →

FiledFiling typeReported soldChange vs linked filingInvestorsSource
May 16, 2013Amendment$20,219,331$2,000,000vs Jun 7, 20121SEC filing
Jun 7, 2012Amendment$18,219,331$12,413,336vs May 23, 20111SEC filing
May 23, 2011Amendment$5,805,995$1,947vs Jun 2, 20101SEC filing
Jun 2, 2010Initial$5,804,048No comparison1SEC filing

Offering details

Securities
Pooled investment fund
Exemptions
06, 3C, 3C.1
Duration over one year
Yes
Business combination
No
Sales commissions
$0
Finders' fees
$0
Form D file number
021-142812

Source: Form D, filed May 16, 2013. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

CAPITAL GUARDIAN U.S. GROWTH AND INCOME FUND FOR TAX-EXEMPT TRUSTS

Investment adviser: CAPITAL GUARDIAN TRUST COMPANY

Gross asset value
$33.1M
Beneficial owners
1
ADV minimum commitment
$0

Reported in Form ADV on Sep 28, 2012. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator JPMORGAN INVESTOR SERVICES CO. BOSTON, Massachusetts, United States Investor statements: Some (provided to some but not all investors) Related to adviser: No
Auditor DELOITTE & TOUCHE LLP COSTA MESA, California, United States
Custodian JPMORGAN WORLDWIDE SECURITIES SERVICES BOSTON, Massachusetts, United States Related to adviser: No
Marketer THE CAPITAL GROUP COMPANIES, INC. THROUGH ITS CAPITAL GROUP INSTITUTIONAL INVESTMENT SERVICES DIVISION LOS ANGELES, California, United States Related to adviser: Yes
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
Yes
Filing source

Form ADV 661969 · Sep 28, 2012 · Schedule D 7.B.(1), fund 805-1858858216

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
See Clarification See Clarification Promoter

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:
6455 Irvine Center Drive
Irvine, CA, 92618