Form D · Other Investment Fund

Capital Group Emerging Markets Equity Common Trust (US)

Irvine, CA · CIK 0001457817

Offering snapshot reported Jul 31, 2019 · SEC filing

Reported sold
$239M
Indefinite offering
Investors reported
31
Form D · investor count
Minimum accepted
$5M
Reported outside-investor minimum
First sale
Aug 1, 1995
As reported in this filing

Fundraising history

Reported sold
Reported amount sold by Form D filing date$0$119M$239MMar 10, 2010: $133,878,692.00Mar 10, 2010Feb 15, 2011: $134,378,692.00Feb 8, 2012: $136,298,451.00Feb 14, 2013: $138,098,451.00Apr 29, 2014: $138,098,451.00May 1, 2014: $138,098,451.00Apr 28, 2015: $138,098,451.00Apr 22, 2016: $138,098,452.00Apr 20, 2017: $138,098,453.00Apr 23, 2019: $0.00Jul 31, 2019: $238,916,479.00Jul 31, 2019

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

  • Reported sold$0 → $238,916,479
  • Reported investors0 → 31

Filing history

Scroll to see all columns →

FiledFiling typeReported soldChange vs linked filingInvestorsSource
Jul 31, 2019Amendment$238,916,479$238,916,479vs Apr 23, 201931SEC filing
Apr 23, 2019Amendment$0-$138,098,453vs Apr 20, 20170SEC filing
Apr 20, 2017Amendment$138,098,453$1vs Apr 22, 201618SEC filing
Apr 22, 2016Amendment$138,098,452$1vs Apr 28, 201518SEC filing
Apr 28, 2015Amendment$138,098,451$0vs May 1, 201418SEC filing
May 1, 2014Amendment$138,098,451$0vs Apr 29, 201418SEC filing
Apr 29, 2014Amendment$138,098,451$1,800,000vs Feb 8, 201218SEC filing
Feb 14, 2013Amendment$138,098,451$1,800,000vs Feb 8, 201218SEC filing
Feb 8, 2012Amendment$136,298,451$1,919,759vs Feb 15, 201118SEC filing
Feb 15, 2011Amendment$134,378,692$500,000vs Mar 10, 201018SEC filing
Mar 10, 2010Initial$133,878,692No comparison17SEC filing
Mar 16, 2009Initial$126,126,693No comparisonNot reportedSEC filing

Offering details

Securities
Pooled investment fund
Exemptions
3C, 3C.7
Duration over one year
Yes
Business combination
No
Sales commissions
$0
Finders' fees
$0
Form D file number
021-127998

Source: Form D, filed Jul 31, 2019. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

CAPITAL GUARDIAN EMERGING MARKETS EQUITY FUND FOR TAX-EXEMPT TRUSTS

Investment adviser: CAPITAL GUARDIAN TRUST COMPANY

Gross asset value
$68.2M
Beneficial owners
2
ADV minimum commitment
$15M

Reported in Form ADV on Sep 28, 2012. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator JPMORGAN WORLDWIDE SECURITIES SERVICES BOSTON, Massachusetts, United States Investor statements: Some (provided to some but not all investors) Related to adviser: No
Auditor PRICE WATERHOUSE COOPERS LOS ANGELES, California, United States
Custodian JPMORGAN WORLDWIDE SECURITIES SERVICES BOSTON, Massachusetts, United States Related to adviser: No
Marketer THE CAPITAL GROUP COMPANIES, INC. THROUGH ITS CAPITAL GROUP INSTITUTIONAL INVESTMENT SERVICES DIVISION LOS ANGELES, California, United States Related to adviser: Yes
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
Yes
Filing source

Form ADV 661969 · Sep 28, 2012 · Schedule D 7.B.(1), fund 805-1815328285

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
See Clarification See Clarification Promoter

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:
6455 Irvine Center Drive
Irvine, CA, 92618