Form D · Other Investment Fund
Capital Group Emerging Markets Total Opportunities Common Trust (US)
Irvine, CA · CIK 0001435549
Offering snapshot reported Jul 31, 2019 · SEC filing
- Reported sold
- $1.19B Indefinite offering
- Investors reported
- 77 Form D · investor count
- Minimum accepted
- $5M Reported outside-investor minimum
- First sale
- Oct 1, 2007 As reported in this filing
Fundraising history
Reported soldDates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.
What changed?
Latest filing versus its linked predecessor, where available.
- Reported sold$27,483,206 → $1,186,265,127
- Reported investors2 → 77
Filing history
Scroll to see all columns →
| Filed | Filing type | Reported sold | Change vs linked filing | Investors | Source |
|---|---|---|---|---|---|
| Jul 31, 2019 | Amendment | $1,186,265,127 | $1,158,781,921vs Apr 23, 2019 | 77 | SEC filing |
| Apr 23, 2019 | Amendment | $27,483,206 | -$1,026,452,476vs Apr 27, 2017 | 2 | SEC filing |
| Apr 27, 2017 | Initial | $1,053,935,683 | No comparison | 77 | SEC filing |
| Apr 27, 2017 | Initial | $1,053,935,682 | No comparison | 77 | SEC filing |
| May 2, 2016 | Amendment | $1,023,685,683 | $1vs May 1, 2015 | 77 | SEC filing |
| Apr 29, 2016 | Amendment | $1,023,685,683 | $1vs May 1, 2015 | 77 | SEC filing |
| May 1, 2015 | Amendment | $1,023,685,682 | $21,985,000vs Jun 18, 2014 | 77 | SEC filing |
| May 1, 2015 | Amendment | $1,023,685,682 | $21,985,000vs Jun 18, 2014 | 77 | SEC filing |
| Jun 18, 2014 | Amendment | $1,001,700,682 | $0vs May 2, 2014 | 77 | SEC filing |
| May 2, 2014 | Amendment | $1,001,700,682 | $27,499,999vs Feb 5, 2014 | 77 | SEC filing |
| Feb 5, 2014 | Amendment | $974,200,683 | $98,500,000vs Feb 15, 2013 | 77 | SEC filing |
| Feb 15, 2013 | Amendment | $875,700,683 | $174,392,001vs Feb 9, 2012 | 74 | SEC filing |
| Feb 9, 2012 | Amendment | $701,308,682 | $176,792,834vs Feb 15, 2011 | 64 | SEC filing |
| Feb 15, 2011 | Amendment | $524,515,848 | $347,869,580vs Mar 10, 2010 | 55 | SEC filing |
| Mar 10, 2010 | Initial | $176,646,268 | No comparison | 18 | SEC filing |
| Mar 17, 2009 | Initial | $30,100,000 | No comparison | Not reported | SEC filing |
| May 14, 2008 | Paper | Not reported | No comparison | Not reported | SEC filing |
Offering details
- Securities
- Pooled investment fund
- Exemptions
- 3C, 3C.7
- Duration over one year
- Yes
- Business combination
- No
- Sales commissions
- $0
- Finders' fees
- $0
- Form D file number
- 021-285573
Source: Form D, filed Jul 31, 2019. Minimum accepted may differ from a standard advertised minimum.
Fund connections
The linked fund shows its most recently reported ADV details.
Matched by reported Form D file number
CAPITAL GROUP EMERGING MARKETS TOTAL OPPORTUNITIES COMMON TRUST (US)
Investment adviser: CAPITAL GUARDIAN TRUST COMPANY
- Gross asset value
- $92.2M
- Beneficial owners
- 5
- ADV minimum commitment
- $5M
Reported in Form ADV on Jan 28, 2019. Fund assets and beneficial owners measure different things from Form D sales and investors.
Service providers
Provider details
- Annual audit
- Yes
- Prime brokers
- No
- Custodians
- Yes
- Administrator other than the adviser
- Yes
- External marketing
- Yes
DELOITTE & TOUCHE LLP
PCAOB 34
JPMORGAN CHASE BANK, N.A
LEI 7H6GLXDRUGQFU57RNE97
AMERICAN FUNDS DISTRIBUTORS, INC.
CRD 6247 · SEC 801-77946
Filing source
Form ADV 1269495 · Jan 28, 2019 · Schedule D 7.B.(1), fund 805-4053173007
Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.
People & organizations
Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.
| Name | Reported role |
|---|---|
| See Clarification See Clarification | Promoter |
Issuer details
Industry: Pooled Investment Fund (See others in industry)
Address:Irvine, CA, 92618