Form D · Other Investment Fund
Capital Group Emerging Markets Restricted Equity Common Trust (US)
Irvine, CA · CIK 0001457816
Offering snapshot reported Apr 11, 2023 · SEC filing
- Reported sold
- $278M Indefinite offering
- Investors reported
- 7 Form D · investor count
- Minimum accepted
- $5M Reported outside-investor minimum
- First sale
- Jan 17, 1996 As reported in this filing
Fundraising history
Reported soldDates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.
What changed?
Latest filing versus its linked predecessor, where available.
No comparable changes in the displayed metrics.
Filing history
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| Filed | Filing type | Reported sold | Change vs linked filing | Investors | Source |
|---|---|---|---|---|---|
| Apr 11, 2023 | Amendment | $278,488,631 | $0vs Apr 14, 2022 | 7 | SEC filing |
| Apr 14, 2022 | Amendment | $278,488,631 | $7,350,000vs Apr 16, 2021 | 7 | SEC filing |
| Apr 16, 2021 | Amendment | $271,138,631 | No comparison | Not reported | SEC filing |
| Apr 17, 2020 | Amendment | $271,138,631 | $0vs Jul 29, 2019 | 6 | SEC filing |
| Jul 29, 2019 | Amendment | $271,138,631 | -$166,792,909vs Apr 23, 2019 | 6 | SEC filing |
| Apr 23, 2019 | Amendment | $437,931,540 | $239,499,909vs Apr 27, 2017 | 3 | SEC filing |
| Apr 27, 2017 | Initial | $198,431,631 | No comparison | 4 | SEC filing |
| Apr 29, 2016 | Amendment | $106,431,632 | $1vs Apr 30, 2015 | 4 | SEC filing |
| Apr 30, 2015 | Amendment | $106,431,631 | $1vs May 2, 2014 | 4 | SEC filing |
| May 2, 2014 | Amendment | $106,431,630 | $19,999,998vs Feb 10, 2014 | 4 | SEC filing |
| Feb 10, 2014 | Amendment | $86,431,632 | $1vs Feb 14, 2013 | 4 | SEC filing |
| Feb 14, 2013 | Amendment | $86,431,631 | $17,500,001vs Feb 9, 2012 | 4 | SEC filing |
| Feb 9, 2012 | Amendment | $68,931,630 | $15,000,000vs Feb 15, 2011 | 4 | SEC filing |
| Feb 15, 2011 | Amendment | $53,931,630 | $0vs Mar 10, 2010 | 4 | SEC filing |
| Mar 10, 2010 | Initial | $53,931,630 | No comparison | 4 | SEC filing |
| Mar 17, 2009 | Initial | $53,931,631 | No comparison | Not reported | SEC filing |
| Mar 17, 2009 | Initial | $53,931,631 | No comparison | Not reported | SEC filing |
Offering details
- Securities
- Pooled investment fund
- Exemptions
- 3C, 3C.3
- Duration over one year
- Yes
- Business combination
- No
- Sales commissions
- $0
- Finders' fees
- $0
- Form D file number
- 021-285581
Source: Form D, filed Apr 11, 2023. Minimum accepted may differ from a standard advertised minimum.
Fund connections
The linked fund shows its most recently reported ADV details.
Matched by reported Form D file number
CAPITAL GROUP EMERGING MARKETS RESTRICTED EQUITY COMMON TRUST (US)
Investment adviser: CAPITAL INTERNATIONAL, INC.
- Gross asset value
- $670M
- Beneficial owners
- 3
- ADV minimum commitment
- $5M
Reported in Form ADV on Jul 12, 2022. Fund assets and beneficial owners measure different things from Form D sales and investors.
Service providers
Provider details
- Annual audit
- Yes
- Prime brokers
- No
- Custodians
- Yes
- Administrator other than the adviser
- Yes
- External marketing
- Yes
DELOITTE & TOUCHE LLP
PCAOB 34
JPMORGAN CHASE BANK, N.A
LEI 7H6GLXDRUGQFU57RNE97
AMERICAN FUNDS DISTRIBUTORS, INC.
CRD 6247 · SEC 801-77946
Filing source
Form ADV 1663508 · Jul 12, 2022 · Schedule D 7.B.(1), fund 805-2691133470
Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.
People & organizations
Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.
| Name | Reported role |
|---|---|
| See Clarification See Clarification | Promoter |
Issuer details
Industry: Pooled Investment Fund (See others in industry)
Address:Irvine, CA, 92618