Form D · Other Investment Fund

Capital Group Emerging Markets Restricted Equity Common Trust (US)

Irvine, CA · CIK 0001457816

Offering snapshot reported Apr 11, 2023 · SEC filing

Reported sold
$278M
Indefinite offering
Investors reported
7
Form D · investor count
Minimum accepted
$5M
Reported outside-investor minimum
First sale
Jan 17, 1996
As reported in this filing

Fundraising history

Reported sold
Reported amount sold by Form D filing date$0$139M$278MApr 16, 2021: $271,138,631.00Apr 16, 2021Apr 14, 2022: $278,488,631.00Apr 14, 2022Apr 11, 2023: $278,488,631.00Apr 11, 2023

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

No comparable changes in the displayed metrics.

Filing history

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FiledFiling typeReported soldChange vs linked filingInvestorsSource
Apr 11, 2023Amendment$278,488,631$0vs Apr 14, 20227SEC filing
Apr 14, 2022Amendment$278,488,631$7,350,000vs Apr 16, 20217SEC filing
Apr 16, 2021Amendment$271,138,631No comparisonNot reportedSEC filing
Apr 17, 2020Amendment$271,138,631$0vs Jul 29, 20196SEC filing
Jul 29, 2019Amendment$271,138,631-$166,792,909vs Apr 23, 20196SEC filing
Apr 23, 2019Amendment$437,931,540$239,499,909vs Apr 27, 20173SEC filing
Apr 27, 2017Initial$198,431,631No comparison4SEC filing
Apr 29, 2016Amendment$106,431,632$1vs Apr 30, 20154SEC filing
Apr 30, 2015Amendment$106,431,631$1vs May 2, 20144SEC filing
May 2, 2014Amendment$106,431,630$19,999,998vs Feb 10, 20144SEC filing
Feb 10, 2014Amendment$86,431,632$1vs Feb 14, 20134SEC filing
Feb 14, 2013Amendment$86,431,631$17,500,001vs Feb 9, 20124SEC filing
Feb 9, 2012Amendment$68,931,630$15,000,000vs Feb 15, 20114SEC filing
Feb 15, 2011Amendment$53,931,630$0vs Mar 10, 20104SEC filing
Mar 10, 2010Initial$53,931,630No comparison4SEC filing
Mar 17, 2009Initial$53,931,631No comparisonNot reportedSEC filing
Mar 17, 2009Initial$53,931,631No comparisonNot reportedSEC filing

Offering details

Securities
Pooled investment fund
Exemptions
3C, 3C.3
Duration over one year
Yes
Business combination
No
Sales commissions
$0
Finders' fees
$0
Form D file number
021-285581

Source: Form D, filed Apr 11, 2023. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

CAPITAL GROUP EMERGING MARKETS RESTRICTED EQUITY COMMON TRUST (US)

Investment adviser: CAPITAL INTERNATIONAL, INC.

Gross asset value
$670M
Beneficial owners
3
ADV minimum commitment
$5M

Reported in Form ADV on Jul 12, 2022. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator JPMORGAN CHASE BANK, N.A BOSTON, Massachusetts, United States Investor statements: Some (provided to some but not all investors) Related to adviser: No
Auditor DELOITTE & TOUCHE LLP COSTA MESA, California, United States
Custodian JPMORGAN CHASE BANK, N.A NEW YORK, New York, United States Related to adviser: No
Marketer AMERICAN FUNDS DISTRIBUTORS, INC. LOS ANGELES, California, United States Related to adviser: Yes
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
Yes

DELOITTE & TOUCHE LLP
PCAOB 34

JPMORGAN CHASE BANK, N.A
LEI 7H6GLXDRUGQFU57RNE97

AMERICAN FUNDS DISTRIBUTORS, INC.
CRD 6247 · SEC 801-77946

Filing source

Form ADV 1663508 · Jul 12, 2022 · Schedule D 7.B.(1), fund 805-2691133470

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
See Clarification See Clarification Promoter

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:
6455 Irvine Center Drive
Irvine, CA, 92618