Form D · Private Equity Fund

Capital Dynamics US Solar Energy Feeder (Cayman), L.P.

New York, NY · CIK 0001517721

Offering snapshot reported Apr 11, 2012 · SEC filing

Reported sold
$28.6M
Offering amount: $300M
Investors reported
5
Form D · investor count
Minimum accepted
$0
Reported outside-investor minimum
First sale
Mar 31, 2011
As reported in this filing

Fundraising history

Reported sold
Reported amount sold by Form D filing date$0$14.3M$28.6MApr 11, 2011: $11,100,000.00Apr 11, 2011Apr 11, 2012: $28,600,000.00Apr 11, 2012

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

  • Reported sold$11,100,000 → $28,600,000
  • Reported investors2 → 5

Filing history

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FiledFiling typeReported soldChange vs linked filingInvestorsSource
Apr 11, 2012Amendment$28,600,000$17,500,000vs Apr 11, 20115SEC filing
Apr 11, 2011Initial$11,100,000No comparison2SEC filing

Offering details

Securities
Pooled investment fund
Exemptions
06, 3C, 3C.7
Duration over one year
No
Business combination
No
Sales commissions
$0 (estimated)
Finders' fees
$0
Form D file number
021-158122
Capital Dynamics Broker Dealer LLC will receive a fee based on a percentage of the total amount sold to U.S. investors not exceeding .5%.

Sales compensation recipients

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RecipientCRDAssociated broker-dealer
Capital Dynamics Broker Dealer LLC148780

Source: Form D, filed Apr 11, 2012. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

CAPITAL DYNAMICS US SOLAR ENERGY FEEDER (CAYMAN), L.P.

Investment adviser: CAPITAL DYNAMICS, INC.

Gross asset value
$0
Beneficial owners
5
ADV minimum commitment
$225K

Reported in Form ADV on Sep 19, 2017. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator COLMORE, INC. SAN FRANCISCO, California, United States Investor statements: Yes (provided to all investors) Related to adviser: Yes
Auditor PRICEWATERHOUSECOOPERS LLP ZURICH, Switzerland
Custodian BANK OF AMERICA MERRILL LYNCH CHICAGO, Illinois, United States Related to adviser: No
Custodian MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED SAN FRANCISCO, California, United States Related to adviser: No
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
No

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
SEC 8-7221

Filing source

Form ADV 1141005 · Sep 19, 2017 · Schedule D 7.B.(1), fund 805-4530309126

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
Stefan Ammann Director
N/A Capital Dynamics General Partners Limited Director
Olav Koenig Director
Katharina Lichtner Director

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:
645 Madison Avenue 19 Th Floor
New York, NY, 10022