Form D · Private Equity Fund

Capital Dynamics Mid-Market Direct IV (U.S.), L.P.

New York, NY · CIK 0001656776

Offering snapshot reported Apr 3, 2017 · SEC filing

Reported sold: $140M
Investors reported: 6
Minimum accepted: $0
First sale: May 9, 2016

What changed?

Latest filing versus its linked predecessor, where available.

Reported investors0 → 6

Filing history

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Filed	Filing type	Reported sold	Change vs linked filing	Investors	Source
Apr 3, 2017	Amendment	$140,303,505	No comparison	6	SEC filing
Apr 5, 2016	Initial	Yet to sell	No comparison	0	SEC filing

Offering details

Securities: Pooled investment fund
Exemptions: 06b, 3C, 3C.7
Duration over one year: Yes
Business combination: No

Sales commissions: $0 (estimated)
Finders' fees: $0 (estimated)
Form D file number: 021-260701

Offering greater of USD 350000000 and EUR equivalent of USD 350000000 at the spot rate prevailing on nearest practicable date to Issuer's final sale. Total Amount Sold includes EUR 102793440 sold by a "parallel fund" of the Issuer in an offshore offering.

Capital Dynamics Broker Dealer LLC will receive a fee based on a percentage of the total amount sold to U.S. investors.

Sales compensation recipients

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Recipient	CRD	Associated broker-dealer
Capital Dynamics Broker Dealer LLC	148780

Source: Form D, filed Apr 3, 2017. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

CAPITAL DYNAMICS MID-MARKET DIRECT IV (U.S.), L.P.

Investment adviser: CAPITAL DYNAMICS, INC.

Gross asset value: $96.5M
Beneficial owners: 33
ADV minimum commitment: $500K

Reported in Form ADV on Mar 30, 2026. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator COLMORE INC DALLAS, Texas, United States Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor PRICEWATERHOUSECOOPERS LLP LONDON, United Kingdom

Custodian FIRST CITIZENS BANK & TRUST COMPANY SANTA CLARA, California, United States Related to adviser: No

Custodian HSBC BANK USA NA NEW YORK, New York, United States Related to adviser: No

Custodian MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED SAN FRANCISCO, California, United States Related to adviser: No

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: No

PRICEWATERHOUSECOOPERS LLP
PCAOB 876

FIRST CITIZENS BANK & TRUST COMPANY
LEI L9VVX1KT5TFTKS0MLF66

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
SEC 8-7221

Filing source

Form ADV 2060533 · Mar 30, 2026 · Schedule D 7.B.(1), fund 805-9264831596

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
Name	Reported role
Emma Anderson	Director
N/A Capital Dynamics Investments (Us) Limited	Executive
N/A Capital Dynamics (Us) Gp Iv, Llc	Executive
N/A Capital Dynamics (Us) Gp Iv, L.P.	Executive
Carl Mc Connell	Director
Emily Newbald	Director
Tina Saunders	Director

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:

10 East 53rd Street 17th Floor
New York, NY, 10022