Form D · Private Equity Fund
Capital Dynamics Mid-Market Direct IV Feeder (Cayman), L.P.
New York, NY · CIK 0001705099
Offering snapshot reported May 8, 2017 · SEC filing
- Reported sold
- $204M Offering amount: $350M
- Investors reported
- 4 Form D · investor count
- Minimum accepted
- $0 Reported outside-investor minimum
- First sale
- Apr 26, 2017 As reported in this filing
What changed?
Latest filing versus its linked predecessor, where available.
No comparable changes in the displayed metrics.
Filing history
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| Filed | Filing type | Reported sold | Change vs linked filing | Investors | Source |
|---|---|---|---|---|---|
| May 8, 2017 | Initial | $204,097,000 | No comparison | 4 | SEC filing |
Offering details
- Securities
- Pooled investment fund
- Exemptions
- 06b, 3C, 3C.7
- Duration over one year
- Yes
- Business combination
- No
- Sales commissions
- $0 (estimated)
- Finders' fees
- $0 (estimated)
- Form D file number
- 021-286249
Issuer is a feeder to a master fund targeting the greater of $350000000 and the EUR equivalent of such amount as of the date of its final sale. Total Amount Sold includes $193897000 sold by the master fund and in an offshore offering by its parallel fund.
Capital Dynamics Broker Dealer LLC will receive a fee based on a percentage of the total amount sold to U.S. investors.
Sales compensation recipients
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| Recipient | CRD | Associated broker-dealer |
|---|---|---|
| Capital Dynamics Broker Dealer LLC | 148780 |
Source: Form D, filed May 8, 2017. Minimum accepted may differ from a standard advertised minimum.
Fund connections
The linked fund shows its most recently reported ADV details.
Matched by reported Form D file number
CAPITAL DYNAMICS MID-MARKET DIRECT IV FEEDER (CAYMAN), L.P.
Investment adviser: CAPITAL DYNAMICS, INC.
- Gross asset value
- $40.1M
- Beneficial owners
- 9
- ADV minimum commitment
- $375K
Reported in Form ADV on Mar 30, 2026. Fund assets and beneficial owners measure different things from Form D sales and investors.
Service providers
Provider details
- Annual audit
- Yes
- Prime brokers
- No
- Custodians
- Yes
- Administrator other than the adviser
- Yes
- External marketing
- No
PRICEWATERHOUSECOOPERS LLP
PCAOB 876
FIRST CITIZENS BANK & TRUST COMPANY
LEI L9VVX1KT5TFTKS0MLF66
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
SEC 8-7221
Filing source
Form ADV 2060533 · Mar 30, 2026 · Schedule D 7.B.(1), fund 805-2166207785
Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.
People & organizations
Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.
| Name | Reported role |
|---|---|
| N/A Capital Dynamics General Partners Limited | Executive |
| Simon Eaves | Director |
| Janusz Heath | Director |
| Angela Willetts | Director |
Issuer details
Industry: Pooled Investment Fund (See others in industry)
Address:New York, NY, 10022