Form D · Private Equity Fund
Capital Alignment Partners III, L.P.
Nashville, TN · CIK 0001685217
Offering snapshot reported Oct 15, 2018 · SEC filing
- Reported sold
- $119M Offering amount: $150M
- Investors reported
- 86 Form D · investor count
- Minimum accepted
- $0 Reported outside-investor minimum
- First sale
- Sep 9, 2016 As reported in this filing
Fundraising history
Reported soldDates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.
What changed?
Latest filing versus its linked predecessor, where available.
No comparable changes in the displayed metrics.
Filing history
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| Filed | Filing type | Reported sold | Change vs linked filing | Investors | Source |
|---|---|---|---|---|---|
| Oct 15, 2018 | Amendment | $118,529,293 | $0vs Aug 23, 2018 | 86 | SEC filing |
| Aug 23, 2018 | Amendment | $118,529,293 | $14,745,293vs Jun 5, 2018 | 86 | SEC filing |
| Jun 5, 2018 | Amendment | $103,784,000 | $40,584,000vs Sep 1, 2017 | 80 | SEC filing |
| Sep 1, 2017 | Amendment | $63,200,000 | $11,000,000vs Sep 26, 2016 | 69 | SEC filing |
| Sep 26, 2016 | Initial | $52,200,000 | No comparison | 53 | SEC filing |
Offering details
- Securities
- Pooled investment fund
- Exemptions
- 06b, 3C, 3C.1
- Duration over one year
- Yes
- Business combination
- No
- Sales commissions
- $451K (estimated)
- Finders' fees
- $0 (estimated)
- Form D file number
- 021-271237
The offering is closed.
Amount reflects aggregate fees anticipated and includes amounts that have not yet been paid.
Sales compensation recipients
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| Recipient | CRD | Associated broker-dealer |
|---|---|---|
| GLC Advisors & Co. | 153581 | |
| Equus Financial Consulting | 131449 |
Source: Form D, filed Oct 15, 2018. Minimum accepted may differ from a standard advertised minimum.
Fund connections
No confirmed ADV fund connection is available for this issuer.
People & organizations
Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.
| Name | Reported role |
|---|---|
| M. Lee Ballew, Iv | Executive |
| N/A Cap Iii Gp, Llc | Executive |
| N/A Ccsd Management Services, Inc. | Executive |
| R. Burton Harvey | Executive |
| Mark L. Mc Manigal | Executive |
| H. Denny Taylor | Executive |
Issuer details
Industry: Pooled Investment Fund (See others in industry)
Address:Nashville, TN, 37215