Form D · Other Technology
CAPELLA PHOTONICS INC
San Jose, CA · CIK 0001231525
Offering snapshot reported Feb 9, 2018 · SEC filing
- Reported sold
- $3M Offering amount: $3M
- Investors reported
- 1 Form D · investor count
- Minimum accepted
- $0 Reported outside-investor minimum
- First sale
- Feb 6, 2018 As reported in this filing
What changed?
Latest filing versus its linked predecessor, where available.
No comparable changes in the displayed metrics.
Filing history
Scroll to see all columns →
| Filed | Filing type | Reported sold | Change vs linked filing | Investors | Source |
|---|---|---|---|---|---|
| Feb 9, 2018 | Initial | $3,000,000 | No comparison | 1 | SEC filing |
| May 25, 2011 | Initial | $3,999,998 | No comparison | 1 | SEC filing |
| Apr 5, 2011 | Amendment | $21,614,683 | $9,266,825vs Sep 16, 2010 | 25 | SEC filing |
| Sep 16, 2010 | Initial | $12,347,858 | No comparison | 23 | SEC filing |
| Sep 1, 2010 | Initial | $6,345,485 | No comparison | 21 | SEC filing |
| Apr 28, 2010 | Amendment | $2,537,567 | $37,972vs Mar 30, 2010 | 19 | SEC filing |
| Mar 30, 2010 | Initial | $2,499,595 | No comparison | 18 | SEC filing |
| Mar 23, 2010 | Initial | $5,000,000 | No comparison | 20 | SEC filing |
| Nov 9, 2009 | Amendment | $11,312,520 | $8,920,430vs May 13, 2009 | 22 | SEC filing |
| May 13, 2009 | Initial | $2,392,090 | No comparison | Not reported | SEC filing |
| Feb 27, 2009 | Amendment | $7,310,046 | No comparison | Not reported | SEC filing |
| Oct 27, 2008 | Initial | $4,384,238 | No comparison | Not reported | SEC filing |
| Dec 7, 2007 | Paper | Not reported | No comparison | Not reported | SEC filing |
| Jul 15, 2005 | Paper | Not reported | No comparison | Not reported | SEC filing |
| Feb 22, 2005 | Paper | Not reported | No comparison | Not reported | SEC filing |
Offering details
- Securities
- Equity
- Exemptions
- 06b
- Duration over one year
- No
- Business combination
- No
- Sales commissions
- $0
- Finders' fees
- $0
- Form D file number
- 021-305341
Source: Form D, filed Feb 9, 2018. Minimum accepted may differ from a standard advertised minimum.
Fund connections
No confirmed ADV fund connection is available for this issuer.
People & organizations
Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.
| Name | Reported role |
|---|---|
| George Berberis | Executive |
| Conrad Burke | Director |
| Brendan J Cassin | Director |
| Bruce Gray | Executive |
| Neal Hansch | Director |
| Jeff Karras | Director |
| Michael Kim | Director |
| Donald A. Lucas | Director |
| Christopher B Lucas | Director, Executive |
| Don Morissette | Director |
| Steve Reale | Director, Executive |
| Larry Schwerin | Director, Executive |
| Christopher W. Sheeline | Director |
| Rafael Torres | Executive |
| Byron Trop | Executive |
| Thomas Unterman | Director |
| Bert Zaccaria | Director |
Issuer details
Industry: Other Technology (See others in industry)
Address:
5390 Hellyer Avenue
San Jose, CA, 95138
San Jose, CA, 95138