Form D · Hedge Fund

CAPE ONE FINANCIAL LP

New York, NY · CIK 0001427927

Offering snapshot reported Mar 4, 2011 · SEC filing

Reported sold
$750K
Indefinite offering
Investors reported
9
Form D · investor count
Minimum accepted
$500K
Reported outside-investor minimum
First sale
Jan 31, 2008
As reported in this filing

Fundraising history

Reported sold
Reported amount sold by Form D filing date$0$375K$750KFeb 19, 2008Jan 14, 2010: $0.00Jan 14, 2010Mar 4, 2011: $750,000.00Mar 4, 2011

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

  • Reported sold$0 → $750,000

Filing history

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FiledFiling typeReported soldChange vs linked filingInvestorsSource
Mar 4, 2011Amendment$750,000$750,000vs Jan 14, 20109SEC filing
Jan 14, 2010Amendment$0No comparison9SEC filing
Feb 19, 2008PaperNot reportedNo comparisonNot reportedSEC filing

Offering details

Securities
Equity, Pooled investment fund
Exemptions
06, 3C, 3C.1
Duration over one year
Yes
Business combination
No
Sales commissions
$0 (estimated)
Finders' fees
$0 (estimated)
Form D file number
021-115113
Sales commissions of 2% may be paid ocassionally

Sales compensation recipients

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RecipientCRDAssociated broker-dealer
Spencer Clarke LLC41316

Source: Form D, filed Mar 4, 2011. Minimum accepted may differ from a standard advertised minimum.

Fund connections

No confirmed ADV fund connection is available for this issuer.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
Reid Howard Drescher Executive

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:
410 Park Avenue 15 Th Floor
New York, NY, 10022