Form D · Commercial Banking
Cape Cod Five Mutual Co
Hyannis, MA · CIK 0001833525
Offering snapshot reported Dec 3, 2020 · SEC filing
- Reported sold
- $50M Offering amount: $50M
- Investors reported
- 27 Form D · investor count
- Minimum accepted
- $100K Reported outside-investor minimum
- First sale
- Nov 4, 2020 As reported in this filing
What changed?
Latest filing versus its linked predecessor, where available.
No comparable changes in the displayed metrics.
Filing history
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| Filed | Filing type | Reported sold | Change vs linked filing | Investors | Source |
|---|---|---|---|---|---|
| Dec 3, 2020 | Initial | $50,000,000 | No comparison | 27 | SEC filing |
Offering details
- Securities
- Debt
- Exemptions
- 06b
- Duration over one year
- No
- Business combination
- No
- Sales commissions
- $787K
- Finders' fees
- $0
- Form D file number
- 021-382184
Sales compensation recipients
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| Recipient | CRD | Associated broker-dealer |
|---|---|---|
| Piper Sandler & Co | 665 |
Source: Form D, filed Dec 3, 2020. Minimum accepted may differ from a standard advertised minimum.
Fund connections
No confirmed ADV fund connection is available for this issuer.
People & organizations
Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.
| Name | Reported role |
|---|---|
| Joel Brickman | Executive |
| Matthew Burke | Executive |
| John C. Dawley | Director |
| Thomas M. Evans | Director |
| Karen L. Gardner | Director |
| Paul E. Grover | Director |
| Stephen Johannessen | Executive |
| John J. Judge | Director |
| Chester N. Lay | Director |
| Bruce D. Miller | Director |
| Katherine Fulham Parcels | Director |
| James A. Peterson | Director |
| Paul Rumul | Director |
| Dorothy Savarese | Director, Executive |
| Bert Talerman | Executive |
| Daniel A. Wolf | Director |
Issuer details
Industry: Commercial Banking (See others in industry)
Address:
1500 Iyannough Road
Hyannis, MA, 02601
Hyannis, MA, 02601