Form D · Oil and Gas
Cap-Link Ventures Ltd.
Vancouver, A1 · CIK 0001478524
Offering snapshot reported Dec 16, 2009 · SEC filing
- Reported sold
- $23.8M Offering amount: $47.6M
- Investors reported
- 11 Form D · investor count
- Minimum accepted
- $0 Reported outside-investor minimum
- First sale
- Dec 3, 2009 As reported in this filing
What changed?
Latest filing versus its linked predecessor, where available.
No comparable changes in the displayed metrics.
Filing history
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| Filed | Filing type | Reported sold | Change vs linked filing | Investors | Source |
|---|---|---|---|---|---|
| Dec 16, 2009 | Initial | $23,786,071 | No comparison | 11 | SEC filing |
Offering details
- Securities
- Not reported
- Exemptions
- 06
- Duration over one year
- No
- Business combination
- No
- Sales commissions
- $1.43M (estimated)
- Finders' fees
- $0 (estimated)
- Form D file number
- 021-136971
Aggregate amount consists of Subscription Receipts offered and sold in the US, together with amount that may be received by Issuer upon exercise of warrants. Each Subscription Receipt is convertible into 1 Unit. Unit=1 share + 1 warrant.
Sales compensation recipients
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| Recipient | CRD | Associated broker-dealer |
|---|---|---|
| Canaccord Capital Corporation | None | Canaccord Adams Inc. · CRD 1020 |
| Genuity Capital Markets | None | |
| Macquarie Capital Markets Canada Ltd. | None | |
| Raymond James Ltd. | None |
Source: Form D, filed Dec 16, 2009. Minimum accepted may differ from a standard advertised minimum.
Fund connections
No confirmed ADV fund connection is available for this issuer.
People & organizations
Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.
| Name | Reported role |
|---|---|
| J. Stephen Barley | Director, Executive |
| Sargent H. Berner | Director |
| Kurt Bordian | Director |
| Kathleen Butt | Executive |
| Geoffrey A. Carrington | Director |
| Robert L. Thast | Director |
Issuer details
Industry: Oil and Gas (See others in industry)
Address:
Suite 220, 1075 West Georgia Street
Vancouver, A1, V6E 3C9
Vancouver, A1, V6E 3C9