Form D · Other Investment Fund
CAP IX Qualified Investors Fund, LLC
San Francisco, CA · CIK 0001715331
Offering snapshot reported Dec 15, 2017 · SEC filing
- Reported sold
- $111M Indefinite offering
- Investors reported
- 244 Form D · investor count
- Minimum accepted
- $500K Reported outside-investor minimum
- First sale
- Dec 8, 2017 As reported in this filing
What changed?
Latest filing versus its linked predecessor, where available.
- Reported investors0 → 244
Filing history
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| Filed | Filing type | Reported sold | Change vs linked filing | Investors | Source |
|---|---|---|---|---|---|
| Dec 15, 2017 | Amendment | $111,045,000 | No comparison | 244 | SEC filing |
| Aug 28, 2017 | Initial | Yet to sell | No comparison | 0 | SEC filing |
Offering details
- Securities
- Equity, Other
- Exemptions
- 06b, 3C, 3C.5, 3C.7
- Duration over one year
- Yes
- Business combination
- No
- Sales commissions
- $0 (estimated)
- Finders' fees
- $0 (estimated)
- Form D file number
- 021-293570
Limited Liability Company Interests
Commissions and finders fees impossible to estimate at this time.
Sales compensation recipients
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| Recipient | CRD | Associated broker-dealer |
|---|---|---|
| Kipling Capital, Inc. | 41196 |
Source: Form D, filed Dec 15, 2017. Minimum accepted may differ from a standard advertised minimum.
Fund connections
No confirmed ADV fund connection is available for this issuer.
People & organizations
Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.
| Name | Reported role |
|---|---|
| Caskie Collet | Executive |
| N/A Reliant Group Management, Llc | Executive |
| Joseph L. Sherman | Executive |
Issuer details
Industry: Pooled Investment Fund (See others in industry)
Address:
601 California Street, Suite 1150
San Francisco, CA, 94108
San Francisco, CA, 94108