Form D · Private Equity Fund

CAP IV Private Investors, LLC

New York, NY · CIK 0001598446

Offering snapshot reported Feb 11, 2014 · SEC filing

Reported sold: $126M
Investors reported: 125
Minimum accepted: $100K
First sale: Feb 4, 2014

What changed?

Latest filing versus its linked predecessor, where available.

No comparable changes in the displayed metrics.

Filing history

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Filed	Filing type	Reported sold	Change vs linked filing	Investors	Source
Feb 11, 2014	Initial	$125,500,000	No comparison	125	SEC filing

Offering details

Securities: Equity, Pooled investment fund
Exemptions: 06b, 3C, 3C.7
Duration over one year: No
Business combination: No

Sales commissions: $0
Finders' fees: $0
Form D file number: 021-211674

Investors buying interests (other than investors for whom the Administrator exercises investment discretion) may pay a one time upfront fee of up to 2%. This fee is not an issuer expense, so it is not reflected as a sales commission or finder's fee.

Sales compensation recipients

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Recipient	CRD	Associated broker-dealer
J.P. Morgan Securities LLC	079

Source: Form D, filed Feb 11, 2014. Minimum accepted may differ from a standard advertised minimum.

Fund connections

No confirmed ADV fund connection is available for this issuer.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
Name	Reported role
Christopher Bryan	Director
Margaret Conklin	Director
Jon Herrick	Director
Glenn Hill	Director
J.P. Morgan Private Investments Inc.	Executive, Promoter
Jote Kassa	Director
Robert Klein	Director
Thomas Mc Graw	Director
David Wezdenko	Director

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:

C/O J.P. Morgan Private Investments Inc. 270 Park Avenue, 5 Th Floor
New York, NY, 10017