Form D · Private Equity Fund

CAP III CO-INVESTMENT, L.P.

Washington, DC · CIK 0001458157

Offering snapshot reported Mar 4, 2015 · SEC filing

Reported sold
$154M
Indefinite offering
Investors reported
275
Form D · investor count
Minimum accepted
$0
Reported outside-investor minimum
First sale
Apr 1, 2008
As reported in this filing

Fundraising history

Reported sold
Reported amount sold by Form D filing date$0$76.9M$154MMar 3, 2009Mar 2, 2010: $137,034,876.00Mar 9, 2010: $137,034,876.00Mar 8, 2011: $144,208,994.00Mar 8, 2012: $151,658,112.00Mar 8, 2013: $152,283,112.00Mar 7, 2014: $152,483,112.00Mar 4, 2015: $153,758,112.00Mar 4, 2015

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

  • Reported sold$152,483,112 → $153,758,112
  • Reported investors274 → 275

Filing history

Scroll to see all columns →

FiledFiling typeReported soldChange vs linked filingInvestorsSource
Mar 4, 2015Amendment$153,758,112$1,275,000vs Mar 7, 2014275SEC filing
Mar 7, 2014Amendment$152,483,112$200,000vs Mar 8, 2013274SEC filing
Mar 8, 2013Amendment$152,283,112$625,000vs Mar 8, 2012273SEC filing
Mar 8, 2012Amendment$151,658,112$7,449,118vs Mar 8, 2011269SEC filing
Mar 8, 2011Amendment$144,208,994$7,174,118vs Mar 9, 2010267SEC filing
Mar 9, 2010Amendment$137,034,876$0vs Mar 2, 2010191SEC filing
Mar 2, 2010Amendment$137,034,876No comparison191SEC filing
Mar 3, 2009PaperNot reportedNo comparisonNot reportedSEC filing

Offering details

Securities
Equity, Pooled investment fund
Exemptions
06b, 3C, 3C.1
Duration over one year
Yes
Business combination
No
Sales commissions
$0 (estimated)
Finders' fees
$0 (estimated)
Form D file number
021-127611

Source: Form D, filed Mar 4, 2015. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

CAP III CO-INVESTMENT, L.P.

Investment adviser: CARLYLE INVESTMENT MANAGEMENT L.L.C.

Gross asset value
$51.2M
Beneficial owners
262
ADV minimum commitment
$25K

Reported in Form ADV on Jun 12, 2012. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Auditor ERNST & YOUNG LLP MCLEAN, Virginia, United States
Custodian WELLS FARGO WASHINGTON, District of Columbia, United States Related to adviser: No
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
No
External marketing
No
Filing source

Form ADV 648682 · Jun 12, 2012 · Schedule D 7.B.(1), fund 805-7095735688

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
Curtis Buser Director
None Cap Iii General Partner, L.P. Promoter
None Cap Iii Ltd. Promoter
William E. Conway, Jr. Director
Daniel A. D'aniello Director
Jeffrey W. Ferguson Director
David M. Rubenstein Director

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:
The Carlyle Group 1001 Pennsylvania Avenue, Nw
Washington, DC, 20004