Form D · Investing
Canrock Ventures LLC
Jericho, NY · CIK 0001484276
Offering snapshot reported Jun 29, 2010 · SEC filing
- Reported sold
- $5.6M Offering amount: $35M
- Investors reported
- 14 Form D · investor count
- Minimum accepted
- $500K Reported outside-investor minimum
- First sale
- Jun 24, 2010 As reported in this filing
What changed?
Latest filing versus its linked predecessor, where available.
No comparable changes in the displayed metrics.
Filing history
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| Filed | Filing type | Reported sold | Change vs linked filing | Investors | Source |
|---|---|---|---|---|---|
| Jun 29, 2010 | Initial | $5,600,638 | No comparison | 14 | SEC filing |
Offering details
- Securities
- Equity, Pooled investment fund
- Exemptions
- 06, 3C, 3C.1
- Duration over one year
- No
- Business combination
- No
- Sales commissions
- $0
- Finders' fees
- $0
- Form D file number
- 021-144169
Sales compensation recipients
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| Recipient | CRD | Associated broker-dealer |
|---|---|---|
| Jim Estill | None | |
| Mark Fasciano | None | |
| Ted Smith III | None |
Source: Form D, filed Jun 29, 2010. Minimum accepted may differ from a standard advertised minimum.
Fund connections
The linked fund shows its most recently reported ADV details.
Matched by reported Form D file number
CANROCK VENTURES LLC
Investment adviser: CANROCK ADVISORS, LLC
- Gross asset value
- $11M
- Beneficial owners
- 32
- ADV minimum commitment
- $5K
Reported in Form ADV on May 14, 2014. Fund assets and beneficial owners measure different things from Form D sales and investors.
Service providers
No provider names available in this fund's imported disclosure.
Provider details
- Annual audit
- No
- Prime brokers
- No
- Custodians
- No
- Administrator other than the adviser
- No
- External marketing
- No
Filing source
Form ADV 793682 · May 14, 2014 · Schedule D 7.B.(1), fund 805-2138735636
Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.
People & organizations
Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.
| Name | Reported role |
|---|---|
| James Estill | Executive |
| Mark Fasciano | Executive |
| Ted Smith | Executive |
Issuer details
Industry: Investing (See others in industry)
Address:Jericho, NY, 11753