Form D · Hedge Fund

Candlewood Special Situations Fund, Ltd.

Grand Cayman, E9 · CIK 0001461496

Offering snapshot reported Mar 21, 2017 · SEC filing

Reported sold
$751M
Indefinite offering
Investors reported
120
Form D · investor count
Minimum accepted
$100K
Reported outside-investor minimum
First sale
Aug 1, 2007
As reported in this filing

Fundraising history

Reported sold
Reported amount sold by Form D filing date$0$376M$751MMar 1, 2010: $153,050,127.00Mar 1, 2010Mar 31, 2011: $153,815,585.00Mar 20, 2012: $560,888,127.00Nov 16, 2012: $608,473,127.00Mar 20, 2013: $634,488,127.00Mar 20, 2014: $744,542,074.00Mar 20, 2015: $749,669,424.00Mar 21, 2016: $751,169,424.00Mar 21, 2017: $751,194,424.00Mar 21, 2017

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

  • Reported sold$751,169,424 → $751,194,424

Filing history

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FiledFiling typeReported soldChange vs linked filingInvestorsSource
Mar 21, 2017Amendment$751,194,424$25,000vs Mar 21, 2016120SEC filing
Mar 21, 2016Amendment$751,169,424$1,500,000vs Mar 20, 2015120SEC filing
Mar 20, 2015Amendment$749,669,424$5,127,350vs Mar 20, 2014116SEC filing
Mar 20, 2014Amendment$744,542,074$110,053,947vs Mar 20, 2013107SEC filing
Mar 20, 2013Amendment$634,488,127$26,015,000vs Nov 16, 201282SEC filing
Nov 16, 2012Amendment$608,473,127$47,585,000vs Mar 20, 201278SEC filing
Mar 20, 2012Amendment$560,888,127$407,072,542vs Mar 31, 201159SEC filing
Mar 31, 2011Amendment$153,815,585$765,458vs Mar 1, 201039SEC filing
Mar 1, 2010Amendment$153,050,127No comparison6SEC filing

Offering details

Securities
Equity, Pooled investment fund
Exemptions
06b, 3C, 3C.7
Duration over one year
Yes
Business combination
No
Sales commissions
$0
Finders' fees
$0
Form D file number
021-129995
No commission paid by Issuer; however, Item 12 entities are paid by Investment Manager (or its affiliate)commissions or similar sales compensation equal to a percentage of fees paid by Issuer to Investment Manager (or its affiliate) from AUM

Sales compensation recipients

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RecipientCRDAssociated broker-dealer
UBS Financial Services Inc.8174
Wells Fargo Advisors, LLC19616
Wells Fargo Advisors Financial Network, LLC11025
Morgan Stanley Smith Barney LLC149777

Source: Form D, filed Mar 21, 2017. Minimum accepted may differ from a standard advertised minimum.

Fund connections

No confirmed ADV fund connection is available for this issuer.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
George Bashforth Director
N/A Candlewood Investment Group, Lp Executive
Mark Cook Director
Credit Suisse Alternative Capital, Inc. Credit Suisse Alternative Capital, Inc. Executive
Alasdair Foster Director
Victor Murray Director
Scott Somerville Director

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:
C/O Maples Corporate Services Limited Ugland House, Po Box 309
Grand Cayman, E9, KY1-1104