Form D · Hedge Fund

Candlewood Special Situations Fund, L.P.

Rye, NY · CIK 0001410872

Offering snapshot reported Mar 21, 2017 · SEC filing

Reported sold
$524M
Indefinite offering
Investors reported
364
Form D · investor count
Minimum accepted
$100K
Reported outside-investor minimum
First sale
Aug 1, 2007
As reported in this filing

Fundraising history

Reported sold
Reported amount sold by Form D filing date$0$262M$524MMar 1, 2010: $393,633,317.00Mar 1, 2010Mar 31, 2011: $383,738,236.00Mar 20, 2012: $401,029,755.00Mar 20, 2013: $417,866,903.00Mar 20, 2014: $494,730,500.00Mar 20, 2015: $517,305,500.00Mar 21, 2016: $521,030,500.00Mar 21, 2017: $523,980,500.00Mar 21, 2017

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

  • Reported sold$521,030,500 → $523,980,500
  • Reported investors362 → 364

Filing history

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FiledFiling typeReported soldChange vs linked filingInvestorsSource
Mar 21, 2017Amendment$523,980,500$2,950,000vs Mar 21, 2016364SEC filing
Mar 21, 2016Amendment$521,030,500$3,725,000vs Mar 20, 2015362SEC filing
Mar 20, 2015Amendment$517,305,500$22,575,000vs Mar 20, 2014352SEC filing
Mar 20, 2014Amendment$494,730,500$76,863,597vs Mar 20, 2013314SEC filing
Mar 20, 2013Amendment$417,866,903$16,837,148vs Mar 20, 2012283SEC filing
Mar 20, 2012Amendment$401,029,755$17,291,519vs Mar 31, 2011267SEC filing
Mar 31, 2011Amendment$383,738,236-$9,895,081vs Mar 1, 2010220SEC filing
Mar 1, 2010Amendment$393,633,317No comparison204SEC filing

Offering details

Securities
Equity, Pooled investment fund
Exemptions
06b, 3C, 3C.7
Duration over one year
Yes
Business combination
No
Sales commissions
$0
Finders' fees
$0
Form D file number
021-107864
No commission paid by Issuer; however, Item 12 entities are paid by General Partner (or its affiliate)commissions or similar sales compensation equal to a percentage of fees paid by Issuer to General Partner (or its affiliate) from assets under management

Sales compensation recipients

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RecipientCRDAssociated broker-dealer
UBS Financial Services Inc.8174
Wells Fargo Advisors, LLC19616
Wells Fargo Advisors Financial Network, LLC11025
Morgan Stanley Smith Barney LLC149777

Source: Form D, filed Mar 21, 2017. Minimum accepted may differ from a standard advertised minimum.

Fund connections

No confirmed ADV fund connection is available for this issuer.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
N/A Candlewood Special Situations General, Llc Executive
Indra Chandra Executive
Credit Suisse (Cayman) Management Limited Credit Suisse (Cayman) Management Limited Executive
Philip De Santis Executive
Ivy Dodes Executive
David Koenig Executive
Michael Lau Executive
Kenneth J. Lohson Executive
Edward Nadel Executive
Jon Weiss Executive

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:
555 Theodore Fremd Avenue Suite C 303
Rye, NY, 10580