Form D · Other Investment Fund

Candlewood Financial Opportunities Fund, Ltd.

Grand Cayman, E9 · CIK 0001583023

Offering snapshot reported Nov 4, 2016 · SEC filing

Reported sold
$45.1M
Indefinite offering
Investors reported
2
Form D · investor count
Minimum accepted
$500K
Reported outside-investor minimum
First sale
Oct 1, 2013
As reported in this filing

Fundraising history

Reported sold
Reported amount sold by Form D filing date$0$22.5M$45.1MNov 8, 2013: $45,050,000.00Nov 8, 2013Nov 7, 2014: $45,050,000.00Nov 7, 2014Nov 6, 2015: $45,050,000.00Nov 6, 2015Nov 4, 2016: $45,050,000.00Nov 4, 2016

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

No comparable changes in the displayed metrics.

Filing history

Scroll to see all columns →

FiledFiling typeReported soldChange vs linked filingInvestorsSource
Nov 4, 2016Amendment$45,050,000$0vs Nov 6, 20152SEC filing
Nov 6, 2015Amendment$45,050,000$0vs Nov 7, 20142SEC filing
Nov 7, 2014Amendment$45,050,000$0vs Nov 8, 20132SEC filing
Nov 8, 2013Initial$45,050,000No comparison2SEC filing

Offering details

Securities
Equity, Pooled investment fund
Exemptions
06b
Duration over one year
Yes
Business combination
No
Sales commissions
$0
Finders' fees
$0
Form D file number
021-206069

Source: Form D, filed Nov 4, 2016. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

CANDLEWOOD FINANCIAL OPPORTUNITIES FUND, LTD.

Investment adviser: CANDLEWOOD INVESTMENT GROUP, LP

Gross asset value
Not reported
Beneficial owners
Not reported
ADV minimum commitment
Not reported

Reported in Form ADV on May 22, 2018. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

No provider names available in this fund's imported disclosure.

Provider details
Annual audit
Not reported
Prime brokers
Not reported
Custodians
Not reported
Administrator other than the adviser
Not reported
External marketing
Not reported
Filing source

Form ADV 1219568 · May 22, 2018 · Schedule D 7.B.(1), fund 805-6936687043

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
N/A Candlewood Investment Group Financial Advisors, Llc Executive
Victor Murray Director

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:
C/O Maples Corp. Serv. Ltd. J. Green 121 South Church St., Ugland House
Grand Cayman, E9, KY1-1104