Form D · Commercial Banking
CALWEST BANCORP
Irvine, CA · CIK 0001257580
Offering snapshot reported Jan 6, 2016 · SEC filing
- Reported sold
- $14M Offering amount: $14M
- Investors reported
- 53 Form D · investor count
- Minimum accepted
- $0 Reported outside-investor minimum
- First sale
- Dec 23, 2015 As reported in this filing
What changed?
Latest filing versus its linked predecessor, where available.
No comparable changes in the displayed metrics.
Filing history
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| Filed | Filing type | Reported sold | Change vs linked filing | Investors | Source |
|---|---|---|---|---|---|
| Jan 6, 2016 | Initial | $14,000,000 | No comparison | 53 | SEC filing |
| Jun 29, 2005 | Paper | Not reported | No comparison | Not reported | SEC filing |
Offering details
- Securities
- Equity
- Exemptions
- 06b
- Duration over one year
- No
- Business combination
- No
- Sales commissions
- $733K
- Finders' fees
- $0
- Form D file number
- 021-254619
Sales compensation recipients
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| Recipient | CRD | Associated broker-dealer |
|---|---|---|
| FIG Partners, LLC | 41554 |
Source: Form D, filed Jan 6, 2016. Minimum accepted may differ from a standard advertised minimum.
Fund connections
No confirmed ADV fund connection is available for this issuer.
People & organizations
Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.
| Name | Reported role |
|---|---|
| Fadi Cheikha | Director |
| Arthur J. Cohen | Director |
| James Graham | Director |
| Glenn Gray | Director, Executive |
| Peter Mainstain | Director |
| William Meyers | Director |
| Najam M. Saiduddin | Executive |
| Walter E. Storch | Director |
| Mark Thompson | Director |
| Mark Weld | Executive |
| Bruce Williams | Director |
Issuer details
Industry: Commercial Banking (See others in industry)
Address:
2 Venture Suite 120
Irvine, CA, 92618
Irvine, CA, 92618