Form D · Telecommunications
CALIENT Technologies INC
Goleta, CA · CIK 0001132643
Offering snapshot reported Aug 16, 2019 · SEC filing
- Reported sold
- $32M Offering amount: $45.1M
- Investors reported
- 50 Form D · investor count
- Minimum accepted
- $0 Reported outside-investor minimum
- First sale
- Aug 6, 2019 As reported in this filing
What changed?
Latest filing versus its linked predecessor, where available.
No comparable changes in the displayed metrics.
Filing history
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| Filed | Filing type | Reported sold | Change vs linked filing | Investors | Source |
|---|---|---|---|---|---|
| Aug 16, 2019 | Initial | $31,965,892 | No comparison | 50 | SEC filing |
| Aug 24, 2017 | Amendment | $13,248,220 | $11,938,325vs Jun 22, 2017 | 67 | SEC filing |
| Jun 22, 2017 | Initial | $1,309,895 | No comparison | 57 | SEC filing |
| Mar 10, 2017 | Initial | $2,748,601 | No comparison | 10 | SEC filing |
| Aug 16, 2016 | Initial | $6,000,000 | No comparison | 27 | SEC filing |
| Mar 26, 2015 | Initial | $14,749,343 | No comparison | 35 | SEC filing |
| Apr 8, 2014 | Initial | $6,691,749 | No comparison | 43 | SEC filing |
| Jun 4, 2013 | Amendment | $27,044,471 | $12,227,747vs Jul 5, 2012 | 48 | SEC filing |
| Jul 5, 2012 | Initial | $14,816,724 | No comparison | 34 | SEC filing |
| May 10, 2011 | Initial | $3,630,000 | No comparison | 11 | SEC filing |
| Mar 11, 2009 | Initial | $3,007,354 | No comparison | Not reported | SEC filing |
| Dec 18, 2007 | Paper | Not reported | No comparison | Not reported | SEC filing |
| Jul 26, 2006 | Paper | Not reported | No comparison | Not reported | SEC filing |
Offering details
- Securities
- Equity
- Exemptions
- 06b
- Duration over one year
- No
- Business combination
- No
- Sales commissions
- $295K
- Finders' fees
- $30K
- Form D file number
- 021-346709
Sales compensation recipients
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| Recipient | CRD | Associated broker-dealer |
|---|---|---|
| GP Nurmenkari Inc | 153480 |
Source: Form D, filed Aug 16, 2019. Minimum accepted may differ from a standard advertised minimum.
Fund connections
No confirmed ADV fund connection is available for this issuer.
People & organizations
Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.
| Name | Reported role |
|---|---|
| Scott Alcott | Director |
| John Bowers | Director |
| Michael Chandler | Director |
| Carvin Chen | Director |
| Michael Danaher | Executive |
| Victoria Katsov Grace | Director |
| Arjun Gupta | Director, Executive |
| Victoria Katsov | Director |
| Victoria Katsov Grace | Director |
| Gregory Koss | Executive |
| Chris Lee | Executive |
| Edgar Masri | Director |
| Richard M Moley | Director |
| Philip Proujansky | Director |
| Atiq Raza | Director, Executive |
| David Rickey | Director |
| Daniel Lee Scharre | Director, Executive |
| George Schmitt | Director |
| Jag Setlur | Executive |
| Ajay Shah | Director |
| Jiexiao Sun | Director |
| Kevin Welsh | Executive |
| Shifu Yuan | Executive |
Issuer details
Industry: Telecommunications (See others in industry)
Address:
25 Castilian Dr
Goleta, CA, 93117
Goleta, CA, 93117