Form D · Other Health Care

Caliber Therapeutics, Inc.

New Hope, PA · CIK 0001710388

Offering snapshot reported Sep 29, 2017 · SEC filing

Reported sold
$12M
Offering amount: $12M
Investors reported
121
Form D · investor count
Minimum accepted
$100K
Reported outside-investor minimum
First sale
Jun 13, 2017
As reported in this filing

Fundraising history

Reported sold
Reported amount sold by Form D filing date$0$6M$12MJun 28, 2017: $200,000.00Jun 28, 2017Sep 29, 2017: $12,000,000.00Sep 29, 2017

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

  • Reported sold$200,000 → $12,000,000
  • Reported investors2 → 121

Filing history

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FiledFiling typeReported soldChange vs linked filingInvestorsSource
Sep 29, 2017Amendment$12,000,000$11,800,000vs Jun 28, 2017121SEC filing
Jun 28, 2017Initial$200,000No comparison2SEC filing

Offering details

Securities
Other
Exemptions
06b
Duration over one year
No
Business combination
No
Sales commissions
$0
Finders' fees
$1.05M (estimated)
Form D file number
021-289571
Units consisting of (i) an unsecured convertible promissory note and (ii) a warrant to purchase shares of Common Stock

Sales compensation recipients

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RecipientCRDAssociated broker-dealer
Aegis Capital Corp.15007Aegis Capital Corp. · CRD 15007

Source: Form D, filed Sep 29, 2017. Minimum accepted may differ from a standard advertised minimum.

Fund connections

No confirmed ADV fund connection is available for this issuer.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
David Hochman Director, Executive
Darren Sherman Executive
Geoffrey Smith Director

Issuer details

Industry: Other Health Care (See others in industry)

Address:
150 Union Square Drive
New Hope, PA, 18938