Form D · Hedge Fund

Caldwell Mill Opportunity Fund, LLC

Birmingham, AL · CIK 0001497865

Offering snapshot reported Jun 25, 2013 · SEC filing

Reported sold
$17.6M
Offering amount: $50M
Investors reported
41
Form D · investor count
Minimum accepted
$50K
Reported outside-investor minimum
First sale
Jul 22, 2010
As reported in this filing

Fundraising history

Reported sold
Reported amount sold by Form D filing date$0$8.8M$17.6MAug 2, 2010: $10,167,900.00Aug 2, 2010Jun 29, 2012: $13,930,033.00Jun 29, 2012Jun 25, 2013: $17,597,096.00Jun 25, 2013

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

  • Reported sold$13,930,033 → $17,597,096
  • Reported investors34 → 41

Filing history

Scroll to see all columns →

FiledFiling typeReported soldChange vs linked filingInvestorsSource
Jun 25, 2013Amendment$17,597,096$3,667,063vs Jun 29, 201241SEC filing
Jun 29, 2012Amendment$13,930,033$3,762,133vs Aug 2, 201034SEC filing
Aug 2, 2010Initial$10,167,900No comparison21SEC filing

Offering details

Securities
Pooled investment fund
Exemptions
06, 3C, 3C.1
Duration over one year
Yes
Business combination
No
Sales commissions
$0
Finders' fees
$0
Form D file number
021-145767

Source: Form D, filed Jun 25, 2013. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

CALDWELL MILL OPPORTUNITY FUND, LLC

Investment adviser: CM MANAGEMENT, LLC

Gross asset value
$126M
Beneficial owners
42
ADV minimum commitment
$100K

Reported in Form ADV on Mar 18, 2026. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator CADE CRENSHAW & ASSOCIATES, P.C. BIRMINGHAM, Alabama, United States Investor statements: Yes (provided to all investors) Related to adviser: No
Auditor RSM US LLP BIRMINGHAM, Alabama, United States
Custodian INTERACTIVE BROKERS LLC GREENWICH, Connecticut, United States Related to adviser: No
Custodian MORGAN STANLEY & CO. LLC NEW YORK, New York, United States Related to adviser: No
Prime broker INTERACTIVE BROKERS LLC GREENWICH, Connecticut, United States
Provider details
Annual audit
Yes
Prime brokers
Yes
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
No

RSM US LLP
PCAOB 49

INTERACTIVE BROKERS LLC
SEC 8-47257

MORGAN STANLEY & CO. LLC
SEC 8-15869

INTERACTIVE BROKERS LLC
CRD 36418 · SEC 8-47257

Filing source

Form ADV 2074825 · Mar 18, 2026 · Schedule D 7.B.(1), fund 805-3470616130

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
Mark R. Lilly Executive
Thomas A. Satterfield, Jr. Executive

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:
2609 Caldwell Mill Lane
Birmingham, AL, 35243