Form D · Other Banking and Financial Services
Caldwell Holding Co
Columbia, LA · CIK 0001466295
Offering snapshot reported Jun 15, 2022 · SEC filing
- Reported sold
- $21.7M Offering amount: $21.7M
- Investors reported
- 1 Form D · investor count
- Minimum accepted
- $1K Reported outside-investor minimum
- First sale
- Jun 1, 2022 As reported in this filing
What changed?
Latest filing versus its linked predecessor, where available.
No comparable changes in the displayed metrics.
Filing history
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| Filed | Filing type | Reported sold | Change vs linked filing | Investors | Source |
|---|---|---|---|---|---|
| Jun 15, 2022 | Initial | $21,722,000 | No comparison | 1 | SEC filing |
| Nov 9, 2016 | Initial | Yet to sell | No comparison | 0 | SEC filing |
| Sep 5, 2014 | Initial | Yet to sell | No comparison | 0 | SEC filing |
| Jun 15, 2009 | Initial | $1,200,000 | No comparison | 27 | SEC filing |
Offering details
- Securities
- Debt
- Exemptions
- 06b
- Duration over one year
- No
- Business combination
- No
- Sales commissions
- $0
- Finders' fees
- $0
- Form D file number
- 021-449281
Sales compensation recipients
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| Recipient | CRD | Associated broker-dealer |
|---|---|---|
| N/A | None |
Source: Form D, filed Jun 15, 2022. Minimum accepted may differ from a standard advertised minimum.
Fund connections
No confirmed ADV fund connection is available for this issuer.
People & organizations
Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.
| Name | Reported role |
|---|---|
| Monty Blake Adams | Director, Executive |
| Monty B. Adams, Sr. | Director, Executive |
| John Sherman Carroll | Director |
| E. Linus Carroll | Director |
| E. Wayne Davis | Director |
| Archie Bridger Eglin | Director |
| A. Bridger Eglin | Director |
| Donna May | Executive |
| Edward Frank Poulos | Director |
| Steven C. Richardson | Executive |
| H. Neil Riser | Director |
| H. Neil Riser, Jr. | Director |
| T. A. Roberts | Director |
| T. A. Roberts, Jr. | Director |
| Charles L. Rowland | Director |
| Chris Sullivan | Director |
Issuer details
Industry: Other Banking and Financial Services (See others in industry)
Address:
202 Main Street
Columbia, LA, 71418
Columbia, LA, 71418