Form D · Hedge Fund
Caisson Breakwater Global Opportunity Fund, LP
Scottsville, VA · CIK 0001598239
Offering snapshot reported Jan 13, 2022 · SEC filing
- Reported sold
- $19.7M Indefinite offering
- Investors reported
- 7 Form D · investor count
- Minimum accepted
- $1M Reported outside-investor minimum
- First sale
- Jan 2, 2014 As reported in this filing
Fundraising history
Reported soldDates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.
What changed?
Latest filing versus its linked predecessor, where available.
No comparable changes in the displayed metrics.
Filing history
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| Filed | Filing type | Reported sold | Change vs linked filing | Investors | Source |
|---|---|---|---|---|---|
| Jan 13, 2022 | Amendment | $19,743,464 | $0vs Jan 13, 2021 | 7 | SEC filing |
| Jan 13, 2021 | Amendment | $19,743,464 | $0vs Jan 13, 2020 | 7 | SEC filing |
| Jan 13, 2020 | Amendment | $19,743,464 | $0vs Jan 14, 2019 | 7 | SEC filing |
| Jan 14, 2019 | Amendment | $19,743,464 | $500,000vs Jan 12, 2018 | 7 | SEC filing |
| Jan 12, 2018 | Amendment | $19,243,464 | $4,493,464vs Jan 12, 2017 | 7 | SEC filing |
| Jan 12, 2017 | Amendment | $14,750,000 | $300,000vs Jan 13, 2016 | 4 | SEC filing |
| Jan 13, 2016 | Amendment | $14,450,000 | $3,450,000vs Jan 15, 2015 | 3 | SEC filing |
| Jan 15, 2015 | Amendment | $11,000,000 | $0vs Jan 27, 2014 | 2 | SEC filing |
| Jan 27, 2014 | Initial | $11,000,000 | No comparison | 2 | SEC filing |
Offering details
- Securities
- Pooled investment fund
- Exemptions
- 06b, 3C, 3C.1
- Duration over one year
- Yes
- Business combination
- No
- Sales commissions
- $0
- Finders' fees
- $0
- Form D file number
- 021-210725
Minimum Investment in Item 11 may be reduced at the discretion of the General Partner. The amount sold and the number of investors on this Form D does not take redemptions and/or withdrawals into consideration.
Items 13 and 14 do not include the amount sold and number of investors in Caisson Breakwater Fund Ltd. (which was dissolved and had all of its assets and investors transferred to the Issuer) and Caisson Breakwater Fund LP (which merged into the Issuer).
Source: Form D, filed Jan 13, 2022. Minimum accepted may differ from a standard advertised minimum.
Fund connections
The linked fund shows its most recently reported ADV details.
Matched by reported Form D file number
CAISSON BREAKWATER GLOBAL OPPORTUNITY FUND, LP
Investment adviser: BOSTON LIGHT ADVISORS, LLC
- Gross asset value
- $14.8M
- Beneficial owners
- 14
- ADV minimum commitment
- $1M
Reported in Form ADV on Mar 31, 2025. Fund assets and beneficial owners measure different things from Form D sales and investors.
Service providers
Provider details
- Annual audit
- Yes
- Prime brokers
- Yes
- Custodians
- Yes
- Administrator other than the adviser
- Yes
- External marketing
- No
BDO
PCAOB 243
WELLS FARGO SECURITIES, LLC
SEC 8-65876
WELLS FARGO SECURITIES, LLC
CRD 126292 · SEC 8-65876
Filing source
Form ADV 1972182 · Mar 31, 2025 · Schedule D 7.B.(1), fund 805-5124146207
Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.
People & organizations
Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.
| Name | Reported role |
|---|---|
| Boston Light Advisors, Llc | Promoter |
| Maxwell Thacher Capital, Llc | Promoter |
| Jeffrey T. Roney | Executive |
Issuer details
Industry: Pooled Investment Fund (See others in industry)
Address:Scottsville, VA, 24590