Form D · Hedge Fund

CAIS WTN Fund Ltd.

Grand Cayman, E9 · CIK 0001523890

Offering snapshot reported Jul 26, 2013 · SEC filing

Reported sold
$5.65M
Indefinite offering
Investors reported
20
Form D · investor count
Minimum accepted
$100K
Reported outside-investor minimum
First sale
Jul 1, 2010
As reported in this filing

Fundraising history

Reported sold
Reported amount sold by Form D filing date$0$2.83M$5.65MJul 20, 2011: $5,546,496.00Jul 20, 2011Jul 20, 2012: $5,354,855.00Jul 20, 2012Jul 26, 2012: $5,354,855.00Jul 26, 2013: $5,654,855.00Jul 26, 2013

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

  • Reported sold$5,354,855 → $5,654,855
  • Reported investors17 → 20

Filing history

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FiledFiling typeReported soldChange vs linked filingInvestorsSource
Jul 26, 2013Amendment$5,654,855$300,000vs Jul 26, 201220SEC filing
Jul 26, 2012Amendment$5,354,855$0vs Jul 20, 201217SEC filing
Jul 20, 2012Amendment$5,354,855-$191,641vs Jul 20, 201117SEC filing
Jul 20, 2011Initial$5,546,496No comparison4SEC filing

Offering details

Securities
Pooled investment fund
Exemptions
06, 3C, 3C.7
Duration over one year
Yes
Business combination
No
Sales commissions
$0
Finders' fees
$0
Form D file number
021-163171

Sales compensation recipients

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RecipientCRDAssociated broker-dealer
Hightower Securities, LLC116681
Jefferies & Company, Inc.2347
USCA Securities LLC103789

Source: Form D, filed Jul 26, 2013. Minimum accepted may differ from a standard advertised minimum.

Fund connections

No confirmed ADV fund connection is available for this issuer.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
Matthew C. Brown Executive
N/A Capital Integration Systems Llc Promoter
Sam Ellis Director
Rafay H. Farooqui Executive
Tammy Jennissen Director
Mark Victor Murray Director
Jeremy C. Norton Executive
Yun Zheng Director

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:
Maples Corporate Services Limited Ugland House
Grand Cayman, E9, KY1-1104