Form D · Hedge Fund

CAIS Millennium USA LLC

New York, NY · CIK 0001523894

Offering snapshot reported Jun 7, 2022 · SEC filing

Reported sold
$771M
Indefinite offering
Investors reported
1,778
Form D · investor count
Minimum accepted
$100K
Reported outside-investor minimum
First sale
Mar 1, 2011
As reported in this filing

Fundraising history

Reported sold
Reported amount sold by Form D filing date$0$386M$771MJul 20, 2011: $8,350,000.00Jul 20, 2011Jul 20, 2012: $75,787,301.00Jul 19, 2013: $114,214,749.00Oct 2, 2014: $197,624,136.00Sep 2, 2015: $197,624,136.00Oct 25, 2016: $460,899,460.00Oct 23, 2017: $496,175,752.00Jun 12, 2018: $530,070,197.00Jun 10, 2019: $626,890,197.00Jun 10, 2019: $626,890,197.00Jun 8, 2020: $707,833,864.00Jun 1, 2021: $771,176,552.00Jun 7, 2022: $771,176,552.00Jun 7, 2022

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

No comparable changes in the displayed metrics.

Filing history

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FiledFiling typeReported soldChange vs linked filingInvestorsSource
Jun 7, 2022Amendment$771,176,552$0vs Jun 1, 20211,778SEC filing
Jun 1, 2021Amendment$771,176,552$63,342,688vs Jun 8, 20201,778SEC filing
Jun 8, 2020Amendment$707,833,864$80,943,667vs Jun 10, 20191,634SEC filing
Jun 10, 2019Amendment$626,890,197$96,820,000vs Jun 12, 20181,414SEC filing
Jun 10, 2019Amendment$626,890,197$0vs Jun 10, 20191,414SEC filing
Jun 12, 2018Amendment$530,070,197$33,894,445vs Oct 23, 20171,179SEC filing
Oct 23, 2017Amendment$496,175,752$35,276,292vs Oct 25, 20161,128SEC filing
Oct 25, 2016Amendment$460,899,460$263,275,324vs Sep 2, 20151,047SEC filing
Sep 2, 2015Amendment$197,624,136$0vs Oct 2, 2014571SEC filing
Oct 2, 2014Amendment$197,624,136$83,409,387vs Jul 19, 2013571SEC filing
Jul 19, 2013Amendment$114,214,749$38,427,448vs Jul 20, 2012401SEC filing
Jul 20, 2012Amendment$75,787,301$67,437,301vs Jul 20, 2011241SEC filing
Jul 20, 2011Initial$8,350,000No comparison31SEC filing

Offering details

Securities
Pooled investment fund
Exemptions
06b, 3C, 3C.7
Duration over one year
Yes
Business combination
No
Sales commissions
$7.62M (estimated)
Finders' fees
$0
Form D file number
021-163159

Sales compensation recipients

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RecipientCRDAssociated broker-dealer
Jefferies LLC2347
Wunderlich Securities2543
Summit Equities, LLC11039
USCA Securities LLC103789
HighTower Securities, LLC116681
Macquarie Capital (USA) Inc.36368
D.A Davidson199
Stephens, Inc.3496
Arete Wealth Management LLC44856
Spire Securities LLC144131
Kestra Investment Services LLC42046
William Blair1252
Triad Advisors, Inc.25803
Monarch Capital Group, LLC47815
Dominick & Dominick2543
Snowden Account Services Inc.149794
Maxim Group LLC120708
Fieldpoint Private Securities LLC18975
BB&T Securities, LLC142785
First Republic Securities Company, LLC105108
Purshe Kaplan Sterling Investments35747
Robert W. Baird & Co. Incorporated8158
Axiom Capital Management, Inc.26580
B. Riley Wealth Management2543
Rockefeller Financial LLC291361
Truist Investment Services, Inc.17499
SA Stone Wealth Management Inc.18456
Investment Placement Group14458

Source: Form D, filed Jun 7, 2022. Minimum accepted may differ from a standard advertised minimum.

Fund connections

No confirmed ADV fund connection is available for this issuer.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
Matthew C. Brown Executive
N/A Capital Integration Systems Llc Promoter
Rafay H. Farooqui Executive
Jeremy C. Norton Executive

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:
Capital Integration Systems Llc 598 Madison Avenue, 11 Th Floor
New York, NY, 10022