Form D · Hedge Fund

CAIS Kingdon Offshore Ltd.

Grand Cayman, E9 · CIK 0001526693

Offering snapshot reported Jun 12, 2018 · SEC filing

Reported sold
$5.31M
Indefinite offering
Investors reported
33
Form D · investor count
Minimum accepted
$100K
Reported outside-investor minimum
First sale
May 1, 2012
As reported in this filing

Fundraising history

Reported sold
Reported amount sold by Form D filing date$0$2.65M$5.31MJul 27, 2011Oct 2, 2014: $4,668,600.00Sep 30, 2015: $5,105,100.00Oct 24, 2016: $5,305,100.00Oct 23, 2017: $5,305,100.00Jun 12, 2018: $5,305,100.00Jun 12, 2018

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

No comparable changes in the displayed metrics.

Filing history

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FiledFiling typeReported soldChange vs linked filingInvestorsSource
Jun 12, 2018Amendment$5,305,100$0vs Oct 23, 201733SEC filing
Oct 23, 2017Amendment$5,305,100$0vs Oct 24, 201633SEC filing
Oct 24, 2016Amendment$5,305,100$200,000vs Sep 30, 201533SEC filing
Sep 30, 2015Amendment$5,105,100$436,500vs Oct 2, 201431SEC filing
Oct 2, 2014Amendment$4,668,600No comparison28SEC filing
Jul 26, 2013AmendmentYet to sellNo comparison19SEC filing
Jul 26, 2012AmendmentYet to sellNo comparison17SEC filing
Jul 27, 2011InitialYet to sellNo comparison0SEC filing

Offering details

Securities
Pooled investment fund
Exemptions
06b, 3C, 3C.7
Duration over one year
No
Business combination
No
Sales commissions
$188K (estimated)
Finders' fees
$0
Form D file number
021-163502

Sales compensation recipients

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RecipientCRDAssociated broker-dealer
Jefferies LLC2347
USCA Securities LLC103789
HighTower Securities, LLC116681

Source: Form D, filed Jun 12, 2018. Minimum accepted may differ from a standard advertised minimum.

Fund connections

No confirmed ADV fund connection is available for this issuer.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
Matthew C Brown Executive
N/A Capital Integration Systems Llc Promoter
Sam Ellis Director
Rafay H. Farooqui Executive
Tammy Jennissen Director
Mark Victor Murray Director
Jeremy C. Norton Executive
Omar Wright Director

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:
Maples Corporate Services Limited Ugland House
Grand Cayman, E9, KY1-1104