Form D · Hedge Fund

CAIS Kingdon Associates LLC

New York, NY · CIK 0001523893

Offering snapshot reported Jun 12, 2018 · SEC filing

Reported sold
$7.84M
Indefinite offering
Investors reported
36
Form D · investor count
Minimum accepted
$100K
Reported outside-investor minimum
First sale
May 1, 2011
As reported in this filing

Fundraising history

Reported sold
Reported amount sold by Form D filing date$0$3.92M$7.84MJul 20, 2011: $3,430,000.00Jul 20, 2011Jul 20, 2012: $5,180,000.00Jul 19, 2013: $5,890,000.00Oct 2, 2014: $6,841,682.00Sep 30, 2015: $7,665,000.00Oct 25, 2016: $7,841,683.00Oct 23, 2017: $7,841,683.00Jun 12, 2018: $7,841,683.00Jun 12, 2018

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

No comparable changes in the displayed metrics.

Filing history

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FiledFiling typeReported soldChange vs linked filingInvestorsSource
Jun 12, 2018Amendment$7,841,683$0vs Oct 23, 201736SEC filing
Oct 23, 2017Amendment$7,841,683$0vs Oct 25, 201636SEC filing
Oct 25, 2016Amendment$7,841,683$176,683vs Sep 30, 201536SEC filing
Sep 30, 2015Amendment$7,665,000$823,318vs Oct 2, 201435SEC filing
Oct 2, 2014Amendment$6,841,682$951,682vs Jul 19, 201331SEC filing
Jul 19, 2013Amendment$5,890,000$710,000vs Jul 20, 201225SEC filing
Jul 20, 2012Amendment$5,180,000$1,750,000vs Jul 20, 201122SEC filing
Jul 20, 2011Initial$3,430,000No comparison9SEC filing

Offering details

Securities
Pooled investment fund
Exemptions
06b, 3C, 3C.7
Duration over one year
No
Business combination
No
Sales commissions
$204K (estimated)
Finders' fees
$0
Form D file number
021-163160

Sales compensation recipients

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RecipientCRDAssociated broker-dealer
Jefferies LLC2347
USCA Securities LLC103789
Fieldpoint Private Securities LLC18975

Source: Form D, filed Jun 12, 2018. Minimum accepted may differ from a standard advertised minimum.

Fund connections

No confirmed ADV fund connection is available for this issuer.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
Matthew C. Brown Executive
N/A Capital Integration Systems Llc Promoter
Rafay H. Farooqui Executive
Jeremy C. Norton Executive

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:
Capital Integration Systems Llc 527 Madison Avenue, 2 Nd Floor
New York, NY, 10022