Form D · Private Equity Fund

CAIS ICG Strategic Equity III LP

New York, NY · CIK 0001779079

Offering snapshot reported Jun 3, 2020 · SEC filing

Reported sold
$57.4M
Indefinite offering
Investors reported
116
Form D · investor count
Minimum accepted
$250K
Reported outside-investor minimum
First sale
May 29, 2019
As reported in this filing

Fundraising history

Reported sold
Reported amount sold by Form D filing date$0$28.7M$57.4MJun 6, 2019: $34,275,000.00Jun 6, 2019Jun 3, 2020: $57,400,000.00Jun 3, 2020

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

  • Reported sold$34,275,000 → $57,400,000
  • Reported investors66 → 116

Filing history

Scroll to see all columns →

FiledFiling typeReported soldChange vs linked filingInvestorsSource
Jun 3, 2020Amendment$57,400,000$23,125,000vs Jun 6, 2019116SEC filing
Jun 6, 2019Initial$34,275,000No comparison66SEC filing

Offering details

Securities
Pooled investment fund
Exemptions
06b, 3C, 3C.7
Duration over one year
No
Business combination
No
Sales commissions
$32.8K (estimated)
Finders' fees
$0
Form D file number
021-341346

Sales compensation recipients

Scroll to see all columns →

RecipientCRDAssociated broker-dealer
BB&T Securities, LLC142785
Rockefeller Financial LLC291361
Castle Hill Partners, Inc.44131

Source: Form D, filed Jun 3, 2020. Minimum accepted may differ from a standard advertised minimum.

Fund connections

No confirmed ADV fund connection is available for this issuer.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
Matthew C Brown Executive
N/A Capital Integration Systems Llc Promoter

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:
527 Madison Avenue 2 Nd Floor
New York, NY, 10022