Form D · Other Investment Fund

CAIS Holdings LLC

New York, NY · CIK 0001761281

Offering snapshot reported Dec 9, 2019 · SEC filing

Reported sold
$6.27M
Indefinite offering
Investors reported
18
Form D · investor count
Minimum accepted
$25K
Reported outside-investor minimum
First sale
Nov 30, 2018
As reported in this filing

Fundraising history

Reported sold
Reported amount sold by Form D filing date$0$3.14M$6.27MDec 13, 2018: $25,000.00Dec 13, 2018Dec 9, 2019: $6,270,000.00Dec 9, 2019

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

  • Reported sold$25,000 → $6,270,000
  • Reported investors1 → 18

Filing history

Scroll to see all columns →

FiledFiling typeReported soldChange vs linked filingInvestorsSource
Dec 9, 2019Amendment$6,270,000$6,245,000vs Dec 13, 201818SEC filing
Dec 13, 2018Initial$25,000No comparison1SEC filing

Offering details

Securities
Pooled investment fund
Exemptions
06b, 3C, 3C.7
Duration over one year
Yes
Business combination
No
Sales commissions
$0
Finders' fees
$0
Form D file number
021-327823

Source: Form D, filed Dec 9, 2019. Minimum accepted may differ from a standard advertised minimum.

Fund connections

No confirmed ADV fund connection is available for this issuer.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
Matthew C Brown Executive
N/A Cais Holdings Management Llc Promoter

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:
527 Madison Avenue 2 Nd Floor
New York, NY, 10022