Form D · Hedge Fund
CAIS Highbridge Capital Institutional Fund Ltd.
Grand Cayman, E9 · CIK 0001526692
Offering snapshot reported Oct 9, 2014 · SEC filing
- Reported sold
- $2.33M Indefinite offering
- Investors reported
- 22 Form D · investor count
- Minimum accepted
- $100K Reported outside-investor minimum
- First sale
- Jan 3, 2012 As reported in this filing
What changed?
Latest filing versus its linked predecessor, where available.
- Reported investors23 → 22
Filing history
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| Filed | Filing type | Reported sold | Change vs linked filing | Investors | Source |
|---|---|---|---|---|---|
| Oct 9, 2014 | Amendment | $2,326,600 | No comparison | 22 | SEC filing |
| Jul 26, 2013 | Amendment | Yet to sell | No comparison | 23 | SEC filing |
| Jul 26, 2012 | Amendment | Yet to sell | No comparison | 21 | SEC filing |
| Jul 27, 2011 | Initial | Yet to sell | No comparison | 0 | SEC filing |
Offering details
- Securities
- Pooled investment fund
- Exemptions
- 06b, 3C, 3C.7
- Duration over one year
- Yes
- Business combination
- No
- Sales commissions
- $41K
- Finders' fees
- $0
- Form D file number
- 021-163504
Sales compensation recipients
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| Recipient | CRD | Associated broker-dealer |
|---|---|---|
| US Capital Advisors, LLC | 103789 | |
| HighTower Securities, LLC | 116681 |
Source: Form D, filed Oct 9, 2014. Minimum accepted may differ from a standard advertised minimum.
Fund connections
No confirmed ADV fund connection is available for this issuer.
People & organizations
Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.
| Name | Reported role |
|---|---|
| Matthew C. Brown | Executive |
| N/A Capital Integration Systems Llc | Promoter |
| Sam Ellis | Director |
| Rafay H. Farooqui | Executive |
| Tammy Jennissen | Director |
| Mark Victor Murray | Director |
| Jeremy C. Norton | Executive |
Issuer details
Industry: Pooled Investment Fund (See others in industry)
Address:
Maples Corporate Services Limited Ugland House
Grand Cayman, E9, KY1-1104
Grand Cayman, E9, KY1-1104