Form D · Hedge Fund

CAIS GoldenTree Partners LLC

New York, NY · CIK 0001560555

Offering snapshot reported Jan 10, 2014 · SEC filing

Reported sold: $4.93M
Investors reported: 13
Minimum accepted: $100K
First sale: Oct 1, 2012

Fundraising history

Reported sold

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

Reported sold$900,000 → $4,925,000
Reported investors2 → 13

Filing history

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Filed	Filing type	Reported sold	Change vs linked filing	Investors	Source
Jan 10, 2014	Amendment	$4,925,000	$4,025,000vs Oct 19, 2012	13	SEC filing
Oct 19, 2012	Initial	$900,000	No comparison	2	SEC filing

Offering details

Securities: Pooled investment fund
Exemptions: 06c, 3C, 3C.7
Duration over one year: Yes
Business combination: No

Sales commissions: $0
Finders' fees: $0
Form D file number: 021-185814

Sales compensation recipients

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Recipient	CRD	Associated broker-dealer
DeWaay Financial Network, LLC	30767
Hightower Securities, LLC	116681
Jefferies & Company, Inc.	2347
USCA Securities LLC	103789

Source: Form D, filed Jan 10, 2014. Minimum accepted may differ from a standard advertised minimum.

Fund connections

No confirmed ADV fund connection is available for this issuer.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
Name	Reported role
Matthew C Brown	Executive
N/A Capital Integration Systems Llc	Promoter
Rafay H Farooqui	Executive
Jeremy C Norton	Executive

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:

Capital Integration Systems Llc 598 Madison Avenue, 11 Th Floor
New York, NY, 10022