Form D · Hedge Fund

CAIS ESG CROSS BORDER EQUITY FUND LLC

New York, NY · CIK 0001546544

Offering snapshot reported Jun 12, 2018 · SEC filing

Reported sold
$24.7M
Indefinite offering
Investors reported
81
Form D · investor count
Minimum accepted
$100K
Reported outside-investor minimum
First sale
Apr 1, 2012
As reported in this filing

Fundraising history

Reported sold
Reported amount sold by Form D filing date$0$12.5M$25MApr 11, 2012: $1,150,000.00Apr 11, 2012Apr 26, 2012: $1,150,000.00Apr 26, 2013: $11,385,000.00Jun 4, 2014: $23,498,018.00Oct 2, 2014: $23,698,018.00Sep 30, 2015: $25,035,000.00Oct 26, 2016: $24,683,019.00Oct 23, 2017: $24,683,019.00Jun 12, 2018: $24,683,019.00Jun 12, 2018

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

No comparable changes in the displayed metrics.

Filing history

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FiledFiling typeReported soldChange vs linked filingInvestorsSource
Jun 12, 2018Amendment$24,683,019$0vs Oct 23, 201781SEC filing
Oct 23, 2017Amendment$24,683,019$0vs Oct 26, 201681SEC filing
Oct 26, 2016Amendment$24,683,019-$351,981vs Sep 30, 201581SEC filing
Sep 30, 2015Amendment$25,035,000$1,336,982vs Oct 2, 201483SEC filing
Oct 2, 2014Amendment$23,698,018$200,000vs Jun 4, 201477SEC filing
Jun 4, 2014Amendment$23,498,018$12,113,018vs Apr 26, 201376SEC filing
Apr 26, 2013Amendment$11,385,000$10,235,000vs Apr 26, 201228SEC filing
Apr 26, 2012Amendment$1,150,000$0vs Apr 11, 20122SEC filing
Apr 11, 2012Initial$1,150,000No comparison2SEC filing

Offering details

Securities
Pooled investment fund
Exemptions
06b, 3C, 3C.7
Duration over one year
Yes
Business combination
No
Sales commissions
$232K (estimated)
Finders' fees
$0
Form D file number
021-176540

Sales compensation recipients

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RecipientCRDAssociated broker-dealer
Jefferies LLC2347
USCA Securities LLC103789
HighTower Securities, LLC116681
Spire Securities LLC144131
Summit Equities Inc.11039

Source: Form D, filed Jun 12, 2018. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

PM MANAGER FUND, SPC - SEGREGATED PORTFOLIO 29

Investment adviser: SENSATO INVESTORS LLC

Gross asset value
$634M
Beneficial owners
20
ADV minimum commitment
$250K

Reported in Form ADV on Jul 16, 2018. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator MORGAN STANLEY FUND SERVICES LTD HAMILTON, Bermuda Investor statements: Yes (provided to all investors) Related to adviser: No
Auditor DELOITTE & TOUCHE, LLP GRAND CAYMAN, Cayman Islands
Custodian CREDIT SUISSE SECURITIES (USA) LLC SAN FRANCISCO, California, United States Related to adviser: No
Custodian DEUTSCHE BANK SECURITIES INC. SAN FRANCISCO, California, United States Related to adviser: No
Custodian GOLDMAN SACHS & CO. LLC SAN FRANCISCO, California, United States Related to adviser: No
Custodian MORGAN STANLEY & CO. LLC SAN FRANCISCO, California, United States Related to adviser: No
Custodian THE NORTHERN TRUST COMPANY CHICAGO, Illinois, United States Related to adviser: No
Custodian UBS SECURITIES LLC SAN FRANCISCO, California, United States Related to adviser: No
Marketer PAAMCO IRVINE, California, United States Related to adviser: No
Prime broker CREDIT SUISSE SECURITIES (USA) LLC SAN FRANCISCO, California, United States
Prime broker DEUTSCHE BANK SECURITIES INC. SAN FRANCISCO, California, United States
Prime broker GOLDMAN SACHS & CO. LLC SAN FRANCISCO, California, United States
Prime broker MORGAN STANLEY & CO. LLC SAN FRANCISCO, California, United States
Prime broker UBS SECURITIES LLC SAN FRANCISCO, California, United States
Provider details
Annual audit
Yes
Prime brokers
Yes
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
Yes

DELOITTE & TOUCHE, LLP
PCAOB 34

CREDIT SUISSE SECURITIES (USA) LLC
SEC 8-422

DEUTSCHE BANK SECURITIES INC.
SEC 8-17822

GOLDMAN SACHS & CO. LLC
SEC 8-129

MORGAN STANLEY & CO. LLC
SEC 8-15869

UBS SECURITIES LLC
SEC 8-22651

PAAMCO
CRD 108989 · SEC 801-57416

CREDIT SUISSE SECURITIES (USA) LLC
CRD 816 · SEC 8-422

DEUTSCHE BANK SECURITIES INC.
CRD 2525 · SEC 8-17822

GOLDMAN SACHS & CO. LLC
CRD 361 · SEC 8-129

MORGAN STANLEY & CO. LLC
CRD 8209 · SEC 8-15869

UBS SECURITIES LLC
CRD 7654 · SEC 8-22651

Filing source

Form ADV 1226846 · Jul 16, 2018 · Schedule D 7.B.(1), fund 805-7763583604

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
Matthew C. Brown Executive
N/A Capital Integration Systems Llc Promoter
Rafay H. Farooqui Executive

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:
Capital Integration Systems Llc 527 Madison Avenue, 2 Nd Floor
New York, NY, 10022