Form D · Hedge Fund
CAIS DES Oculus Ltd.
Grand Cayman, E9 · CIK 0001523882
Offering snapshot reported Jun 6, 2022 · SEC filing
- Reported sold
- $19.2M Indefinite offering
- Investors reported
- 61 Form D · investor count
- Minimum accepted
- $500K Reported outside-investor minimum
- First sale
- May 1, 2011 As reported in this filing
Fundraising history
Reported soldDates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.
What changed?
Latest filing versus its linked predecessor, where available.
No comparable changes in the displayed metrics.
Filing history
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| Filed | Filing type | Reported sold | Change vs linked filing | Investors | Source |
|---|---|---|---|---|---|
| Jun 6, 2022 | Amendment | $19,155,000 | $0vs Jun 1, 2021 | 61 | SEC filing |
| Jun 1, 2021 | Amendment | $19,155,000 | No comparison | Not reported | SEC filing |
| Jun 8, 2020 | Amendment | $19,155,000 | $1,000,000vs Jun 10, 2019 | 61 | SEC filing |
| Jun 10, 2019 | Amendment | $18,155,000 | $250,000vs Jun 12, 2018 | 55 | SEC filing |
| Jun 12, 2018 | Amendment | $17,905,000 | $1,765,000vs Oct 24, 2017 | 53 | SEC filing |
| Oct 24, 2017 | Amendment | $16,140,000 | $1,175,000vs Oct 25, 2016 | 45 | SEC filing |
| Oct 25, 2016 | Amendment | $14,965,000 | $2,300,000vs Sep 30, 2015 | 37 | SEC filing |
| Sep 30, 2015 | Amendment | $12,665,000 | $4,215,000vs Oct 2, 2014 | 27 | SEC filing |
| Oct 2, 2014 | Amendment | $8,450,000 | $1,900,000vs Jul 26, 2013 | 13 | SEC filing |
| Jul 26, 2013 | Amendment | $6,550,000 | $0vs Jul 26, 2012 | 10 | SEC filing |
| Jul 26, 2012 | Amendment | $6,550,000 | $0vs Jul 20, 2012 | 10 | SEC filing |
| Jul 20, 2012 | Amendment | $6,550,000 | $5,550,000vs Jul 20, 2011 | 10 | SEC filing |
| Jul 20, 2011 | Initial | $1,000,000 | No comparison | 1 | SEC filing |
Offering details
- Securities
- Pooled investment fund
- Exemptions
- 06b, 3C, 3C.7
- Duration over one year
- Yes
- Business combination
- No
- Sales commissions
- $415K (estimated)
- Finders' fees
- $0
- Form D file number
- 021-163232
Sales compensation recipients
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| Recipient | CRD | Associated broker-dealer |
|---|---|---|
| Jefferies LLC | 2347 | |
| USCA Securities LLC | 103789 | |
| HighTower Securities, LLC | 116681 | |
| Macquarie Capital (USA) Inc. | 36368 |
Source: Form D, filed Jun 6, 2022. Minimum accepted may differ from a standard advertised minimum.
Fund connections
No confirmed ADV fund connection is available for this issuer.
People & organizations
Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.
| Name | Reported role |
|---|---|
| Janeen Aljadir | Director |
| Matthew C. Brown | Executive |
| N/A Capital Integration Systems Llc | Promoter |
| Sam Ellis | Director |
| Rafay H. Farooqui | Executive |
| Tammy Jennissen | Director |
| Mark Victor Murray | Director |
| Jeremy C. Norton | Executive |
| Omar Wright | Director |
| Yun Zheng | Director |
Issuer details
Industry: Pooled Investment Fund (See others in industry)
Address:Grand Cayman, E9, KY1-1104