Form D · Hedge Fund
CAIS DES Oculus LLC
New York, NY · CIK 0001523891
Offering snapshot reported Jun 6, 2022 · SEC filing
- Reported sold
- $78.3M Indefinite offering
- Investors reported
- 116 Form D · investor count
- Minimum accepted
- $500K Reported outside-investor minimum
- First sale
- Jun 1, 2011 As reported in this filing
Fundraising history
Reported soldDates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.
What changed?
Latest filing versus its linked predecessor, where available.
No comparable changes in the displayed metrics.
Filing history
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| Filed | Filing type | Reported sold | Change vs linked filing | Investors | Source |
|---|---|---|---|---|---|
| Jun 6, 2022 | Amendment | $78,271,973 | $0vs Jun 1, 2021 | 116 | SEC filing |
| Jun 1, 2021 | Amendment | $78,271,973 | No comparison | Not reported | SEC filing |
| Jun 8, 2020 | Amendment | $77,821,973 | $900,000vs Jun 10, 2019 | 113 | SEC filing |
| Jun 8, 2020 | Amendment | $77,821,973 | $0vs Jun 8, 2020 | 113 | SEC filing |
| Jun 10, 2019 | Amendment | $76,921,973 | $2,750,000vs Jun 12, 2018 | 111 | SEC filing |
| Jun 12, 2018 | Amendment | $74,171,973 | $9,525,210vs Oct 24, 2017 | 101 | SEC filing |
| Oct 24, 2017 | Amendment | $64,646,763 | $0vs Oct 24, 2017 | 76 | SEC filing |
| Oct 24, 2017 | Amendment | $64,646,763 | $500,000vs Oct 26, 2016 | 76 | SEC filing |
| Oct 26, 2016 | Amendment | $64,146,763 | $4,796,763vs Sep 30, 2015 | 75 | SEC filing |
| Sep 30, 2015 | Amendment | $59,350,000 | $4,434,240vs Oct 2, 2014 | 69 | SEC filing |
| Oct 2, 2014 | Amendment | $54,915,760 | $14,365,760vs Jul 19, 2013 | 55 | SEC filing |
| Jul 19, 2013 | Amendment | $40,550,000 | $4,150,380vs Jul 20, 2012 | 55 | SEC filing |
| Jul 20, 2012 | Amendment | $36,399,620 | $35,399,620vs Jul 20, 2011 | 36 | SEC filing |
| Jul 20, 2011 | Initial | $1,000,000 | No comparison | 1 | SEC filing |
Offering details
- Securities
- Pooled investment fund
- Exemptions
- 06b, 3C, 3C.7
- Duration over one year
- Yes
- Business combination
- No
- Sales commissions
- $1.49M (estimated)
- Finders' fees
- $0
- Form D file number
- 021-163169
Sales compensation recipients
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| Recipient | CRD | Associated broker-dealer |
|---|---|---|
| Jefferies LLC | 2347 | |
| Dominick & Dominick, LLC | 7344 | |
| USCA Securities LLC | 103789 | |
| HighTower Securities, LLC | 116681 | |
| William Blair | 1252 | |
| Macquarie Capital (USA) Inc. | 36368 | |
| Wunderlich Securities, Inc. | 2543 | |
| Stephens Inc. | 3496 | |
| MD Global Partners LLC | 140988 | |
| Maxim Group LLC | 120708 | |
| B. Riley Wealth Management | 2543 |
Source: Form D, filed Jun 6, 2022. Minimum accepted may differ from a standard advertised minimum.
Fund connections
No confirmed ADV fund connection is available for this issuer.
People & organizations
Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.
| Name | Reported role |
|---|---|
| Matthew C. Brown | Executive |
| N/A Capital Integration Systems Llc | Promoter |
| Rafay H. Farooqui | Executive |
| Jeremy C. Norton | Executive |
Issuer details
Industry: Pooled Investment Fund (See others in industry)
Address:New York, NY, 10022