Form D · Hedge Fund
CAIS DES Composite Fund LLC
New York, NY · CIK 0001566447
Offering snapshot reported Jun 6, 2022 · SEC filing
- Reported sold
- $71.4M Indefinite offering
- Investors reported
- 148 Form D · investor count
- Minimum accepted
- $500K Reported outside-investor minimum
- First sale
- Jan 1, 2013 As reported in this filing
Fundraising history
Reported soldDates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.
What changed?
Latest filing versus its linked predecessor, where available.
No comparable changes in the displayed metrics.
Filing history
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| Filed | Filing type | Reported sold | Change vs linked filing | Investors | Source |
|---|---|---|---|---|---|
| Jun 6, 2022 | Amendment | $71,425,000 | $0vs Jun 1, 2021 | 148 | SEC filing |
| Jun 1, 2021 | Amendment | $71,425,000 | No comparison | Not reported | SEC filing |
| Jun 8, 2020 | Amendment | $70,575,000 | $0vs Jun 8, 2020 | 144 | SEC filing |
| Jun 8, 2020 | Amendment | $70,575,000 | $0vs Jun 8, 2020 | 144 | SEC filing |
| Jun 8, 2020 | Amendment | $70,575,000 | $22,225,000vs Jun 10, 2019 | 144 | SEC filing |
| Jun 10, 2019 | Amendment | $48,350,000 | $3,850,000vs Jun 13, 2018 | 102 | SEC filing |
| Jun 13, 2018 | Amendment | $44,500,000 | $0vs Jun 12, 2018 | 91 | SEC filing |
| Jun 12, 2018 | Amendment | $44,500,000 | $2,600,000vs Oct 24, 2017 | 85 | SEC filing |
| Jun 12, 2018 | Amendment | $44,500,000 | $0vs Jun 12, 2018 | 91 | SEC filing |
| Oct 24, 2017 | Amendment | $41,900,000 | $3,650,000vs Oct 26, 2016 | 85 | SEC filing |
| Oct 26, 2016 | Amendment | $38,250,000 | $8,500,000vs Sep 30, 2015 | 73 | SEC filing |
| Sep 30, 2015 | Amendment | $29,750,000 | $600,000vs Oct 2, 2014 | 54 | SEC filing |
| Oct 2, 2014 | Amendment | $29,150,000 | $1,300,000vs Jan 10, 2014 | 51 | SEC filing |
| Jan 10, 2014 | Amendment | $27,850,000 | $17,600,000vs Jan 10, 2013 | 49 | SEC filing |
| Jan 10, 2013 | Initial | $10,250,000 | No comparison | 16 | SEC filing |
Offering details
- Securities
- Pooled investment fund
- Exemptions
- 06b, 3C, 3C.7
- Duration over one year
- Yes
- Business combination
- No
- Sales commissions
- $1.07M (estimated)
- Finders' fees
- $0
- Form D file number
- 021-189880
Sales compensation recipients
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| Recipient | CRD | Associated broker-dealer |
|---|---|---|
| Jefferies LLC | 2347 | |
| Dominick & Dominick, LLC | 7344 | |
| Arete Wealth Management, LLC | 44856 | |
| USCA Securities LLC | 103789 | |
| Wunderlich Securities Inc. | 2543 | |
| HighTower Securities LLC | 116681 | |
| Stephens, Inc. | 3496 | |
| MD Global Partners LLC | 140988 | |
| Robert W. Baird & Co. Incorporated | 8158 | |
| First Republic Securities Company, LLC | 105108 |
Source: Form D, filed Jun 6, 2022. Minimum accepted may differ from a standard advertised minimum.
Fund connections
No confirmed ADV fund connection is available for this issuer.
People & organizations
Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.
| Name | Reported role |
|---|---|
| Matthew C. Brown | Executive |
| N/A Capital Integration Systems Llc | Promoter |
| Rafay H. Farooqui | Executive |
| Jeremy C. Norton | Executive |
Issuer details
Industry: Pooled Investment Fund (See others in industry)
Address:New York, NY, 10022