Form D · Hedge Fund

CAIS BALESTRA GLOBAL LTD.

Grand Cayman, E9 · CIK 0001539873

Offering snapshot reported Oct 2, 2014 · SEC filing

Reported sold
$14.6M
Indefinite offering
Investors reported
71
Form D · investor count
Minimum accepted
$100K
Reported outside-investor minimum
First sale
Jan 3, 2012
As reported in this filing

Fundraising history

Reported sold
Reported amount sold by Form D filing date$0$7.3M$14.6MJan 24, 2012: $6,730,000.00Jan 24, 2012Jul 31, 2012: $6,730,000.00Jul 31, 2012Jul 31, 2013: $13,364,593.00Jul 31, 2013Oct 2, 2014: $14,601,993.00Oct 2, 2014

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

  • Reported sold$13,364,593 → $14,601,993
  • Reported investors62 → 71

Filing history

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FiledFiling typeReported soldChange vs linked filingInvestorsSource
Oct 2, 2014Amendment$14,601,993$1,237,400vs Jul 31, 201371SEC filing
Jul 31, 2013Amendment$13,364,593$6,634,593vs Jul 31, 201262SEC filing
Jul 31, 2012Amendment$6,730,000$0vs Jan 24, 201219SEC filing
Jan 24, 2012Initial$6,730,000No comparison19SEC filing

Offering details

Securities
Pooled investment fund
Exemptions
06b, 3C, 3C.7
Duration over one year
Yes
Business combination
No
Sales commissions
$65.4K
Finders' fees
$0
Form D file number
021-172341

Sales compensation recipients

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RecipientCRDAssociated broker-dealer
Jefferies LLC2347
Dominick & Dominick, LLC7344
US Capital Advisors, LLC103789
HighTower Securities, LLC116681
Joel Isaacson & Co.152450

Source: Form D, filed Oct 2, 2014. Minimum accepted may differ from a standard advertised minimum.

Fund connections

No confirmed ADV fund connection is available for this issuer.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
Matthew C. Brown Executive
N/A Capital Integration Systems Llc Promoter
Samuel Ellis Director
Sam Ellis Director
Rafay H. Farooqui Executive
Tammy Jennissen Director
Yun Zheng Director

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:
Maples Corporate Services Limited Ugland House
Grand Cayman, E9, KY1-1104