Form D · Hedge Fund

CAIS BALESTRA CAPITAL PARTNERS LLC

New York, NY · CIK 0001539872

Offering snapshot reported Oct 2, 2014 · SEC filing

Reported sold
$40.1M
Indefinite offering
Investors reported
124
Form D · investor count
Minimum accepted
$100K
Reported outside-investor minimum
First sale
Jan 3, 2012
As reported in this filing

Fundraising history

Reported sold
Reported amount sold by Form D filing date$0$24.2M$48.4MJan 24, 2012: $13,025,000.00Jan 24, 2012Jan 24, 2013: $48,382,533.00Jan 24, 2013Jun 4, 2014: $39,987,499.00Oct 2, 2014: $40,087,499.00Oct 2, 2014

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

  • Reported sold$39,987,499 → $40,087,499
  • Reported investors121 → 124

Filing history

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FiledFiling typeReported soldChange vs linked filingInvestorsSource
Oct 2, 2014Amendment$40,087,499$100,000vs Jun 4, 2014124SEC filing
Jun 4, 2014Amendment$39,987,499-$8,395,034vs Jan 24, 2013121SEC filing
Jan 24, 2013Amendment$48,382,533$35,357,533vs Jan 24, 2012104SEC filing
Jan 24, 2012Initial$13,025,000No comparison40SEC filing

Offering details

Securities
Pooled investment fund
Exemptions
06b, 3C, 3C.7
Duration over one year
Yes
Business combination
No
Sales commissions
$121K
Finders' fees
$0
Form D file number
021-172340

Sales compensation recipients

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RecipientCRDAssociated broker-dealer
Jefferies LLC2347
Dominick & Dominick, LLC7344
US Capital Advisors, LLC103789
HighTower Securities, LLC116681
Joel Isaacson & Co LLC152450

Source: Form D, filed Oct 2, 2014. Minimum accepted may differ from a standard advertised minimum.

Fund connections

No confirmed ADV fund connection is available for this issuer.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
Matthew C. Brown Executive
N/A Capital Integration Systems Llc Promoter
Rafay H. Farooqui Executive

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:
Capital Integration Systems Llc 598 Madison Avenue, 11 Th Floor
New York, NY, 10022