Form D · Hedge Fund

Cain 5 LP

Montvale, NJ · CIK 0001411650

Offering snapshot reported Jun 24, 2013 · SEC filing

Reported sold: $2.81M
Investors reported: 21
Minimum accepted: $100K
First sale: Jan 1, 2007

Fundraising history

Reported sold

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

Reported sold$2,790,355 → $2,814,352
Reported investors17 → 21

Filing history

Scroll to see all columns →

Filed	Filing type	Reported sold	Change vs linked filing	Investors	Source
Jun 24, 2013	Amendment	$2,814,352	$23,997vs Mar 19, 2012	21	SEC filing
Mar 19, 2012	Initial	$2,790,355	No comparison	17	SEC filing
Mar 10, 2011	Amendment	$2,776,000	$425,000vs Mar 18, 2010	7	SEC filing
Mar 18, 2010	Amendment	$2,351,000	No comparison	4	SEC filing
Aug 31, 2007	Paper	Not reported	No comparison	Not reported	SEC filing

Offering details

Securities: Pooled investment fund
Exemptions: 06, 3C, 3C.1
Duration over one year: Yes
Business combination: No

Sales commissions: $0
Finders' fees: $0
Form D file number: 021-175191

Source: Form D, filed Jun 24, 2013. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

CAIN5 L.P.

Investment adviser: SOUTHWIND ASSOCIATES OF NJ INC.

Gross asset value: $15.6M
Beneficial owners: 21
ADV minimum commitment: $250K

Reported in Form ADV on Mar 18, 2026. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator BOTWINICK & COMPANY, LLC ROCHELLE PARK, New Jersey, United States Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor SANVILLE & COMPANY CPA HUNTINGDON VALLEY, Pennsylvania, United States

Custodian CHARLES SCHWAB & CO., INC. NEW YORK, New York, United States Related to adviser: No

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: No

SANVILLE & COMPANY CPA
PCAOB 169

CHARLES SCHWAB & CO., INC.
SEC 8-16514

Filing source

Form ADV 2065214 · Mar 18, 2026 · Schedule D 7.B.(1), fund 805-6049873849

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
Name	Reported role
William S Villafranco	Director, Executive

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:

100 Paragon Drive, Suite 250
Montvale, NJ, 07645