Form D · Venture Capital Fund

Caerus X Norcal SPV II, LLC

West Lake Hills, TX · CIK 0001940702

Offering snapshot reported Aug 24, 2022 · SEC filing

Reported sold: $2M
Investors reported: 24
Minimum accepted: $0
First sale: Nov 26, 2018

What changed?

Latest filing versus its linked predecessor, where available.

No comparable changes in the displayed metrics.

Filing history

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Filed	Filing type	Reported sold	Change vs linked filing	Investors	Source
Aug 24, 2022	Initial	$2,000,000	No comparison	24	SEC filing

Offering details

Securities: Pooled investment fund
Exemptions: 06b, 3C, 3C.1, 3C.7
Duration over one year: No
Business combination: No

Sales commissions: $0
Finders' fees: $0
Form D file number: 021-456893

Source: Form D, filed Aug 24, 2022. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

CAERUS X NORCAL SPV II, LLC

Investment adviser: CAERUS INVESTMENT ADVISORS, LLC

Gross asset value: $2M
Beneficial owners: 25
ADV minimum commitment: $10K

Reported in Form ADV on Feb 17, 2023. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator CARTA HAMILTON, New Jersey, United States Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor WEAVER & TIDWELL LLP MANHATTAN BEACH, California, United States

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: No
Administrator other than the adviser: Yes
External marketing: No

WEAVER & TIDWELL LLP
PCAOB 410

Filing source

Form ADV 1712440 · Feb 17, 2023 · Schedule D 7.B.(1), fund 805-9103735668

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

Related funds

Funds whose names form a numbered series with this one and that share its city or the name of a related person. Form D does not state how these funds are related.

Fund	Latest Form D	Reported sold	Investors
Caerus X Norcal SPV I, LLC	Aug 24, 2022	$1,900,000	9
Caerus X Norcal SPV II, LLC (this fund)	Aug 24, 2022	$2,000,000	24

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
Name	Reported role
N/A N/A Caerus X Nor Cal Ii Management, Llc	Promoter
Michael Cheung	Director

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:

311 Laurel Valley Road
West Lake Hills, TX, 78746