Form D · Other
Caerus Resource Corp
Vancouver, A1 · CIK 0001410129
Offering snapshot reported Sep 21, 2012 · SEC filing
- Reported sold
- $795K Offering amount: $1.85M
- Investors reported
- 5 Form D · investor count
- Minimum accepted
- $0 Reported outside-investor minimum
- First sale
- Sep 13, 2012 As reported in this filing
What changed?
Latest filing versus its linked predecessor, where available.
No comparable changes in the displayed metrics.
Filing history
Scroll to see all columns →
| Filed | Filing type | Reported sold | Change vs linked filing | Investors | Source |
|---|---|---|---|---|---|
| Sep 21, 2012 | Initial | $794,608 | No comparison | 5 | SEC filing |
| Jul 10, 2012 | Initial | $145,590 | No comparison | 2 | SEC filing |
| Aug 24, 2011 | Initial | $269,511 | No comparison | 5 | SEC filing |
| Jan 4, 2011 | Initial | $59,418 | No comparison | 1 | SEC filing |
| Mar 18, 2010 | Initial | $74,837 | No comparison | 2 | SEC filing |
| Dec 23, 2009 | Initial | $75,453 | No comparison | 2 | SEC filing |
| Jun 25, 2009 | Initial | $58,033 | No comparison | 2 | SEC filing |
| Aug 16, 2007 | Paper | Not reported | No comparison | Not reported | SEC filing |
Offering details
- Securities
- Equity, Option to acquire, Security to be acquired, Other
- Exemptions
- 06
- Duration over one year
- No
- Business combination
- No
- Sales commissions
- $0
- Finders' fees
- $0
- Form D file number
- 021-184462
Amounts reported were converted from Canadian dollars at the 9/13/12 Bank of Canada Noon Exchange Rate of CAD$1=USD$1.0253. Item 13(c) represents the hypothetical full exercise price of warrants.
Units are comprised of 1 share of common stock and 1 warrant to purchase 1 share of common stock for CAD$0.10 until 9/13/2014.
Source: Form D, filed Sep 21, 2012. Minimum accepted may differ from a standard advertised minimum.
Fund connections
No confirmed ADV fund connection is available for this issuer.
People & organizations
Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.
| Name | Reported role |
|---|---|
| Allen V. Ambrose | Director |
| David Camp | Director, Executive |
| Christopher Cherry | Executive |
| Chris Cherry | Executive |
| A. Darryl Drummond | Director |
| A.D. (Darryl) Drummond | Director |
| Blanca Stella Frias | Director, Executive |
| Adrian F.C. Hobkirk | Director, Executive |
| Wayne D. Johnstone | Director |
| Paulo Javier Ochoa Silva | Director |
| Kenneth A. Sadowski | Director, Executive |
| Thomas Edward Wharton, Jr. | Director |
Issuer details
Industry: Other (See others in industry)
Address:
837 Hastings Street West, Suite 408
Vancouver, A1, V6C 3N6
Vancouver, A1, V6C 3N6