Form D · Venture Capital Fund

Caerus NC IV-A, LLC

West Lake Hills, TX · CIK 0001786506

Offering snapshot reported Aug 24, 2022 · SEC filing

Reported sold
$500K
Offering amount: $500K
Investors reported
6
Form D · investor count
Minimum accepted
$0
Reported outside-investor minimum
First sale
Sep 25, 2019
As reported in this filing

What changed?

Latest filing versus its linked predecessor, where available.

No comparable changes in the displayed metrics.

Filing history

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FiledFiling typeReported soldChange vs linked filingInvestorsSource
Aug 24, 2022Initial$500,000No comparison6SEC filing

Offering details

Securities
Pooled investment fund
Exemptions
06b, 3C, 3C.1, 3C.7
Duration over one year
No
Business combination
No
Sales commissions
$0
Finders' fees
$0
Form D file number
021-456890

Source: Form D, filed Aug 24, 2022. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

CAERUS NC IV-A, LLC

Investment adviser: CAERUS INVESTMENT ADVISORS, LLC

Gross asset value
$500K
Beneficial owners
6
ADV minimum commitment
$50K

Reported in Form ADV on Feb 17, 2023. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator CARTA HAMILTON, New Jersey, United States Investor statements: Yes (provided to all investors) Related to adviser: No
Auditor WEAVER & TIDWELL LLP MANHATTAN BEACH, California, United States
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
No
Administrator other than the adviser
Yes
External marketing
No

WEAVER & TIDWELL LLP
PCAOB 410

Filing source

Form ADV 1712440 · Feb 17, 2023 · Schedule D 7.B.(1), fund 805-2295907710

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
N/A N/A Caerus Nc Iv Management, Llc Promoter
Michael Cheung Director

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:
311 Laurel Valley Road
West Lake Hills, TX, 78746